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Advisor at FOCUS PARTNERS WEALTH, LLC
Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS PARTNERS WEALTH, LLC | Independent wealth | Jan 5, 2026 | n/a | yes | Chicago, IL | Current employment |
| NORTHCOAST ASSET MANAGEMENT LLC | Independent wealth | May 16, 2017 | Mar 20, 2026 | no | STAMFORD, CT | Previous registration |
| NORTHCOAST ASSET MANAGEMENT LLC | Independent wealth | May 16, 2017 | Dec 31, 2024 | no | STAMFORD, CT | Previous registration |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | Mar 29, 2016 | May 10, 2016 | no | CHICAGO, IL|CHICAGO, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHCOAST ASSET MANAGEMENT LLC | FOCUS PARTNERS WEALTH, LLC | Mar 20, 2026 | Jan 5, 2026 | -74 | Bulk transfer | RIA to RIA |
| CREDIT SUISSE SECURITIES (USA) LLC | NORTHCOAST ASSET MANAGEMENT LLC | May 10, 2016 | May 16, 2017 | 371 | Firm change | Other |