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Advisor at MKT ADVISORS LLC
CARLSBAD, CA | Belmont, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MKT ADVISORS LLC | Independent wealth | Jan 21, 2022 | n/a | yes | CARLSBAD, CA|Belmont, MA | Current employment |
| LAUREL WEALTH ADVISORS, INC. | Former SEC adviser | Jan 26, 2021 | Jan 21, 2022 | no | Belmont, MA|SOLANA BEACH, CA | Previous registration |
| LAUREL WEALTH ADVISORS, INC. | Former SEC adviser | Aug 29, 2013 | Dec 31, 2020 | no | SOLANA BEACH, CA|Belmont, MA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Sep 6, 2013 | no | San Diego, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 7, 2009 | Jun 1, 2009 | no | SAN DIEGO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 29, 2002 | Apr 6, 2009 | no | ESCONDIDO, CA|ESCONDIDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LAUREL WEALTH ADVISORS, INC. | MKT ADVISORS LLC | Jan 21, 2022 | Jan 21, 2022 | 0 | Firm change | RIA to RIA |
| MORGAN STANLEY | LAUREL WEALTH ADVISORS, INC. | Sep 6, 2013 | Aug 29, 2013 | -8 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY & CO. LLC | Apr 6, 2009 | Apr 7, 2009 | 1 | Firm change | Other |