DFX Intelligence

M•• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

M•• A••••••• L••

CRD 163833

C•••SBAD, CA

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Search this name across graphsid dfx:ria:bdbc880e-392a-5327-842c-b3db2653c004

Data as of Aug 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 6
On other graphs: 0
Observed: Apr 4, 2012 to Aug 17, 2026
49 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $464M••• Locked
Discretionary RAUM: $451M
Private client RAUM: $436Mderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $116Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
T••••• C••• J•••	n/a	C•••SBAD, CA	11	11	n/a	no
C•••••• D•••••••• F•••	n/a	C•••SBAD, CA \| Belmont, MA	4	24

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••• T•••••• C•••	MANAGING MEMBER / CHIEF COMPLIANCE OFFICER	E	yes	01/2022	Jan 4, 2022	Dec 17, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SANTA BARBARA	CA	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$464M	$423M	9.7%	$354M	9.4%	6	5	1	1

Relationships

Registered with (5)

← A••••• LiuAdvisorregistration: current employment
Dec 2, 2025 to presentfactForm ADV
← B•••• S•••• D••••••Advisorregistration: current employment
Nov 3, 2025 to presentfactForm ADV
← C•••••• D•••••••• F•••Advisorregistration: current employment
Jan 21, 2022 to presentfactForm ADV
← T••••• C••• J•••

Dated events

Occurred
Jul 30, 2025
Advisor changed firm
Caitlin Mary Louisa Pilisuk left M•• A••••••• L•• for Perigon Wealth Management, Llc (registered 2025-09-04)
Form ADVobserved 7 days ago
Occurred
Jan 4, 2022
Control person joined
Carl Taylor Jobe (Managing Member / Chief Compliance Officer) appeared on Schedule A of M•• A••••••• L••
Form ADVobserved 7 days ago
Occurred
Jan 4, 2022
Control person left
Hamilton Timothy Jobe (Managing Member) no longer on Schedule A of M•• A••••••• L•• (listed 2021-04-21, absent 2022-01-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bdbc880e-392a-5327-842c-b3db2653c004
First observed: Apr 4, 2012
Last observed: Aug 17, 2026 36 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.