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L••••• B••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

L••••• B••••• R••••••••

Advisor at H••••••• W•••••

Seattle, WA

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Search this name across graphsid dfx:ria:a2f141f8-9fa6-9384-4a78-1e1649ae3c36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••••• W•••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••••• W•••••	State registered	Jul 14, 2023	n/a	yes	Seattle, WA	Current employment
B••• W•••• W•••••	Independent wealth	Jun 15, 2021	Jan 27, 2023	no	SEATTLE, WA\|SEATTLE, WA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••• W•••• W•••••	H••••••• W•••••	Jan 27, 2023	Jul 14, 2023	168	Firm change	RIA to state RIA
P•••••• A••••••• L••	B••• W•••• W•••••	Jun 1, 2021

Relationships

Registered with (3)

→ H••••••• W•••••Registered adviserregistration: current employment
Jul 14, 2023 to presentfactForm ADV
→ B••• W•••• W•••••Registered adviserregistration: previous registration
Jun 15, 2021 to Jan 27, 2023factForm ADV
→ P•••••• A••••••• L••Registered adviserregistration: previous registration
Mar 20, 2018 to Jun 1, 2021factForm ADV

Dated events

Occurred
Jan 27, 2023
Advisor changed firm
L••••• B••••• R•••••••• left B••• W•••• W••••• for H••••••• W••••• (registered 2023-07-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2f141f8-9fa6-9384-4a78-1e1649ae3c36
First observed: Mar 20, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.