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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PARACLE ADVISORS LLC

CRD 130726

MERCER ISLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:baa926d4-b6f0-4e77-5c74-b79c313b56ea

Data as of Apr 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 2
On other graphs: 0
Observed: Nov 17, 2011 to Apr 2, 2021
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2021-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22
Advisory employees: 14
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,767
Individual clients: 118
High net worth clients: 325
Custody, client assets: $712M
SEC number: 801-63993
CRD: 130726
Filings on the tape: 20
First filed: Nov 17, 2011
Latest filed: Apr 2, 2021
Organised: Limited Liability Company, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRINK, ELLIOTT, JOSEPH	Principal	C	yes	02/2004	Nov 17, 2011	Apr 2, 2021
DUIM, DUANE, MICHAEL	CHIEF COMPLIANCE OFFICER	B	yes	06/2012	Jul 5, 2012	Apr 2, 2021
HARRIS, JOSHUA, E	Principal	C	yes	02/2004	Nov 17, 2011	Apr 2, 2021
KESSLER, ANNE MARIE, L	Principal	C	yes	02/2004	Nov 17, 2011	Apr 2, 2021

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 16, 2021	$1.4B	$1.4B	22	14	0	n/a	n/a
2019	Apr 1, 2020	$1.2B	$1.2B	22	14	0	n/a	n/a
2018	Mar 27, 2019	$906M	$897M	17	13	0	n/a	n/a
2017	Mar 20, 2018	$873M	$867M	17	13	0	n/a	n/a
2016	Mar 15, 2017	$676M	$673M	14	11	n/a	n/a	n/a
2015	Mar 22, 2016	$624M	$621M	14	11	n/a	n/a	n/a
2014	Mar 20, 2015	$592M	$588M	12	11	n/a	n/a	n/a
2013	Mar 31, 2014	$530M	$511M	11	7	n/a	n/a	n/a
2012	Mar 20, 2013	$434M	$416M	12	6	n/a	n/a	n/a
2011	Mar 13, 2012	$327M	$310M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$1.4B	$1.2B	14.2%	$873M	17.3%	22	22	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
COLDSTREAM WEALTH MANAGEMENT	9	Jun 23, 2021	Jun 24, 2021	MERCER ISLAND, WA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (4)

← BRINK, ELLIOTT, JOSEPHOwnerPRINCIPAL, ownership code C, individual
Nov 17, 2011 to presentfactForm ADV
← DUIM, DUANE, MICHAELOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Jul 5, 2012 to presentfactForm ADV
← HARRIS, JOSHUA, EOwnerPRINCIPAL, ownership code C, individual
Nov 17, 2011 to presentfactForm ADV
← KESSLER, ANNE MARIE, LOwnerPRINCIPAL, ownership code C, individual
Nov 17, 2011 to presentfactForm ADV

Moved with (1)

→ COLDSTREAM WEALTH MANAGEMENTRegistered adviser9 advisors, firm absorbed, same day
Jun 23, 2021 to Jun 24, 2021factForm ADV

Registered with (15)

← ERIC MARTIN SCHUEHLEAdvisorregistration: previous registration
Jun 2, 2010 to Jun 23, 2021factForm ADV
← JOSHUA E HARRISAdvisorregistration: previous registration
Mar 9, 2004 to Jun 23, 2021factForm ADV
← ANNE MARIE STONICHAdvisorregistration: previous registration
Mar 9, 2004 to Jun 23, 2021factForm ADV
← HEATHER LEE KESSLERAdvisorregistration: previous registration
Jul 21, 2011 to Jun 23, 2021factForm ADV
← CLAUDINA ELIZEBETH CAMPBELLAdvisorregistration: previous registration
Jan 20, 2009 to Jun 23, 2021factForm ADV
← DAVID KENNETH MCINTOSHAdvisorregistration: previous registration
Aug 11, 2015 to Jun 23, 2021factForm ADV
← KYLE BERKLEY LARSONAdvisorregistration: previous registration
May 7, 2015 to Jun 23, 2021factForm ADV
← David Bertram BigelowAdvisorregistration: previous registration
Mar 15, 2018 to Jun 23, 2021factForm ADV
← Katherine M BerntsonAdvisorregistration: previous registration
May 30, 2019 to Jun 23, 2021factForm ADV
← LESLIE BROOKS ROSENBERGAdvisorregistration: previous registration
Mar 20, 2018 to Jun 1, 2021factForm ADV
← AAREN N STRANDAdvisorregistration: previous registration
Nov 12, 2014 to May 19, 2021factForm ADV
← CHERISH ANNHEE SUTULLAdvisorregistration: previous registration
Jun 25, 2013 to Nov 4, 2020factForm ADV
← SOREN MILO ERICKSONAdvisorregistration: previous registration
Mar 13, 2012 to May 24, 2016factForm ADV
← PAUL ANDREW HENDERSONAdvisorregistration: previous registration
Sep 15, 2008 to Aug 13, 2014factForm ADV
← Benjamin WicksAdvisorregistration: previous registration
Jan 5, 2007 to Sep 1, 2009factForm ADV

Dated events

Occurred
Apr 1, 2020
Regulatory AUM changed
Paracle Advisors Llc reported RAUM $1.2B, up 36% from $905.7M (2019-06-06 to 2020-04-01)
Form ADVobserved 4 days ago
$328M
Occurred
Mar 20, 2018
Regulatory AUM changed
Paracle Advisors Llc reported RAUM $873.0M, up 29% from $676.3M (2017-03-15 to 2018-03-20)
Form ADVobserved 4 days ago
$197M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:baa926d4-b6f0-4e77-5c74-b79c313b56ea
First observed: Nov 17, 2011
Last observed: Apr 2, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PARACLE ADVISORS LLC

CRD 130726

MERCER ISLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:baa926d4-b6f0-4e77-5c74-b79c313b56ea

Data as of Apr 2, 2021 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRINK, ELLIOTT, JOSEPH

Principal

yes

02/2004

Nov 17, 2011

Apr 2, 2021

DUIM, DUANE, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

06/2012

Jul 5, 2012

Apr 2, 2021

HARRIS, JOSHUA, E

Principal

yes

02/2004

Nov 17, 2011

Apr 2, 2021

KESSLER, ANNE MARIE, L

Principal

yes

02/2004

Nov 17, 2011

Apr 2, 2021

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 16, 2021

$1.4B

n/a

2019

Apr 1, 2020

$1.2B

n/a

2018

Mar 27, 2019

$906M

$897M

n/a

2017

Mar 20, 2018

$873M

$867M

n/a

2016

Mar 15, 2017

$676M

$673M

n/a

2015

Mar 22, 2016

$624M

$621M

n/a

2014

Mar 20, 2015

$592M

$588M

n/a

2013

Mar 31, 2014

$530M

$511M

n/a

2012

Mar 20, 2013

$434M

$416M

n/a

2011

Mar 13, 2012

$327M

$310M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$1.4B

$1.2B

14.2%

$873M

17.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

COLDSTREAM WEALTH MANAGEMENT

Jun 23, 2021

Jun 24, 2021

MERCER ISLAND, WA

Firm absorbed

RIA to RIA

100.0%