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Advisor at EQUITABLE ADVISORS, LLC
CHERRY HILL, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 7, 2023 | n/a | yes | CHERRY HILL, NJ | Current employment |
| VICUS CAPITAL, INC. | Independent wealth | Mar 23, 2006 | Sep 5, 2023 | no | CHERRY HILL, NJ|CHERRY HILL, NJ|Marlton, NJ | Previous registration |
| SCHWARTZ FINANCIAL ASSOCIATES, INC. | n/a | Aug 23, 2005 | Dec 31, 2010 | no | CHERRY HILL, NJ | Previous registration |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | Aug 1, 2003 | Oct 24, 2006 | no | CHERRY HILL, NJ | Previous registration |
| NATHAN & LEWIS SECURITIES, INC. | n/a | Jun 14, 1995 | Aug 1, 2003 | no | CHERRY HILL, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VICUS CAPITAL, INC. | EQUITABLE ADVISORS, LLC | Sep 5, 2023 | Sep 7, 2023 | 2 | Firm change | RIA to ibd |
| SCHWARTZ FINANCIAL ASSOCIATES, INC. | VICUS CAPITAL, INC. | Dec 31, 2010 | Mar 23, 2006 | -1,744 | Firm change after gap | Other |
| WALNUT STREET SECURITIES, INC. | SCHWARTZ FINANCIAL ASSOCIATES, INC. | Oct 24, 2006 | Aug 23, 2005 | -427 | Firm change after gap | Other |
| NATHAN & LEWIS SECURITIES, INC. | WALNUT STREET SECURITIES, INC. | Aug 1, 2003 | Aug 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116021:6627:NJ:2023-09-05 | Sep 5, 2023 | Sep 7, 2023 | MARLTON, NJ | Firm change |