DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• G••• K•••••••

E•••••••• A•••••••• L••national BDCherry Hill, Njdual registrantIAPD 1866062

Certified Financial Planner

Feed of 09/14/2026

Also filed as Tammi Schwartz

At current firm

3 y

since Sep 7, 2023

In the industry

31 y

since Apr 18, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Sep 7, 2023 · Cherry Hill, Nj
V•••• C••••••• I••• independent RIA
Mar 23, 2006 to Sep 5, 2023 · Cherry Hill, Nj
S••••••• F•••••••• A••••••••• I••• unclassified
Aug 23, 2005 to Dec 31, 2010 · Cherry Hill, Nj
W••••• S••••• S••••••••• I••• former
Aug 1, 2003 to Oct 24, 2006 · Cherry Hill, Nj
N••••• • L•••• S••••••••• I••• unclassified
Jun 14, 1995 to Aug 1, 2003 · Cherry Hill, Nj

Moves

a registration end followed by a registration begin elsewhere

V•••• C••••••• I••• to E•••••••• A•••••••• L••
left Sep 5, 2023, registered Sep 7, 2023 (2 days) · RIA to affiliated broker-dealer or bank · moved with a team
S••••••• F•••••••• A••••••••• I••• to V•••• C••••••• I•••
left Dec 31, 2010, registered Mar 23, 2006 (-1744 days) · Other
W••••• S••••• S••••••••• I••• to S••••••• F•••••••• A••••••••• I•••
left Oct 24, 2006, registered Aug 23, 2005 (-427 days) · Other
N••••• • L•••• S••••••••• I••• to W••••• S••••• S••••••••• I•••
left Aug 1, 2003, registered Aug 1, 2003 (0 days) · corporate re-registration, not a move

Signals

T••••• G••• K••••••• left V•••• C••••••• I••• for E•••••••• A•••••••• L•• (registered 2023-09-07)
Sep 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address