DFX Intelligence

R•••• S••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

R•••• S••••• F•••••

Advisor at A•••• W••••• M••••••••• I•••

Toquerville, UT | GUTHRIE CENTER, IA

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Search this name across graphsid dfx:ria:a2f6d69d-c52d-fca9-944f-a9e1144322ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Oct 30, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• M••••••••• I•••	Independent wealth	Mar 27, 2024	n/a	yes	GUTHRIE CENTER, IA\|Toquerville, UT	Current employment
S••••• F••••••••• L••	State registered	Mar 24, 2023	Mar 28, 2024	no	WEST JORDAN, UT\|St. George, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••• L••	A•••• W••••• M••••••••• I•••	Mar 28, 2024	Mar 27, 2024	-1	Firm change	Other
G••••••• A•••••••• L••	S••••• F••••••••• L••	Dec 31, 2022	Mar 24, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
321616:301990:UT:2024-03-28	Mar 28, 2024	Mar 27, 2024	ST GEORGE, UT	Firm change
152665:321616:MN:2022-12-31	Dec 31, 2022	Mar 24, 2023	ARDEN HILLS, MN	Firm change

Relationships

Registered with (4)

→ A•••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 27, 2024 to presentfactForm ADV
→ S••••• F••••••••• L••Registered adviserregistration: previous registration
Mar 24, 2023 to Mar 28, 2024factForm ADV
→ G••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 8, 2020 to Dec 31, 2022factForm ADV
→ L••••• W••••• M••••••••• L••

Dated events

Occurred
Mar 28, 2024
Advisor changed firm
R•••• S••••• F••••• left S••••• F••••••••• L•• for A•••• W••••• M••••••••• I••• (registered 2024-03-27)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2022
Advisor changed firm
R•••• S••••• F••••• left G••••••• A•••••••• L•• for S••••• F••••••••• L•• (registered 2023-03-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2f6d69d-c52d-fca9-944f-a9e1144322ce
First observed: Oct 30, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.