DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••• S••••• F•••••

A•••• W••••• M••••••••• I•••independent RIAToquerville, Ut IA-onlyIAPD 1211960

Feed of 09/14/2026

At current firm

2 y

since Mar 27, 2024

In the industry

14 y

since Feb 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• W••••• M••••••••• I••• independent RIA current
since Mar 27, 2024 · Guthrie Center, Ia
S••••• F••••••••• L•• state registered
Mar 24, 2023 to Mar 28, 2024 · West Jordan, Ut
G••••••• A•••••••• L•• independent RIA
Sep 8, 2020 to Dec 31, 2022 · St. George, Ut
L••••• W••••• M••••••••• L•• independent RIA
Oct 30, 2018 to Jun 17, 2019 · St George, Ut

Moves

a registration end followed by a registration begin elsewhere

S••••• F••••••••• L•• to A•••• W••••• M••••••••• I•••
left Mar 28, 2024, registered Mar 27, 2024 (-1 days) · Other · moved with a team
G••••••• A•••••••• L•• to S••••• F••••••••• L••
left Dec 31, 2022, registered Mar 24, 2023 (83 days) · RIA to a state-registered adviser · moved with a team
L••••• W••••• M••••••••• L•• to G••••••• A•••••••• L••
left Jun 17, 2019, registered Sep 8, 2020 (449 days) · RIA to RIA

Signals

R•••• S••••• F••••• left S••••• F••••••••• L•• for A•••• W••••• M••••••••• I••• (registered 2024-03-27)
Mar 28, 2024 · Advisor changed firm · fact
R•••• S••••• F••••• left G••••••• A•••••••• L•• for S••••• F••••••••• L•• (registered 2023-03-24)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address