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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ARTIO GLOBAL MANAGEMENT LLC

CRD 106863

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:a2fd16bd-3791-7717-1f40-95ae181a4da2

Data as of Oct 21, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Oct 21, 2013
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $688MItem 5.F on the latest filing (2013-10-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $688M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 0
Advisory employees: 0
Accounts: 2
Custody, client assets: $0
SEC number: 801-18766
CRD: 106863
Filings on the tape: 12
First filed: Mar 30, 2012
Latest filed: Oct 21, 2013
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
ARTIO INTERNATIONAL EQUITY II GROUP TRUST FUND	Other Private Fund	$204M	Mar 19, 2013	19	Mar 30, 2012	reported	021-101257
ARTIO INTERNATIONAL EQUITY FUND LLC	Other Private Fund	$181M	Mar 19, 2013	3	Mar 30, 2012	reported	021-140727
ARTIO INTERNATIONAL EQUITY II FUND LLC	Other Private Fund	$111M	Mar 19, 2013	9	Mar 30, 2012	reported	021-138861
ARTIO GLOBAL EQUITY GROUP TRUST FUND	Other Private Fund	$39.4M	Mar 19, 2013	1	Mar 30, 2012	reported	021-101257

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ARTIO GLOBAL HOLDINGS LLC	MANAGING MEMBER	E	yes	04/1983	Mar 30, 2012	Oct 21, 2013
MARSHALL, GARY, ROBERT	PRESIDENT, CHIEF EXECUTIVE OFFICER, HEAD OF THE AMERICAS	Na	yes	05/2013	Jun 18, 2013	Oct 21, 2013
NICHOLS, JENNIFER, ANN	DIRECTOR, VICE PRESIDENT, GLOBAL HEAD OF LEGAL	Na	yes	05/2013	Jun 18, 2013	Oct 21, 2013
STRACHAN, AILEEN, GALL	CHIEF COMPLIANCE OFFICER	Na	yes	09/2013	Oct 21, 2013	Oct 21, 2013
SMITH, ANDREW, ALASDAIR	VICE PRESIDENT, TREASURER AND CHIEF EXECUTIVE OFFICER	Na	no	05/2013	Jun 18, 2013	Oct 21, 2013

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 64

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ABERDEEN ASSET MANAGERS LIMITED	n/a	Asset manager	$207B	N	yes	n/a
ABERDEEN ASSET MANAGEMENT INC	n/a	Other adviser	$41B	N	yes	n/a
ABERDEEN ASSET MANAGEMENT ASIA LIMITED	n/a	Asset manager	$40B	N	yes	n/a
ABERDEEN ASSET MANAGEMENT LIMITED	n/a	Former SEC adviser	$2.4B	Y	yes	n/a
ABERDEEN ASSET MANAGEMENT CANADA LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT CAYMAN LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT COMPANY LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT CORPORATE ASA	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT DENMARK A/S	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT DEUTSCHLAND AG	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT FINLAND OY	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT FRANCE SA	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT GESTION SNC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT HUNGARY ALAPKEZELO ZRT	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT LIFE AND PENSIONS LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT NORWAY AS	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT OPERATIONS AS	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT SDN. BHD	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT SERVICES LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGERS SWITZERLAND AG	n/a	n/a	n/a	N	yes	n/a
ABERDEEN DO BRASIL GESTAO DE RECURSOS LTDA	n/a	n/a	n/a	N	yes	n/a
ABERDEEN EUROPEAN BALANCED PROPERTY FUND SICAV	n/a	n/a	n/a	N	yes	n/a
ABERDEEN EUROPEAN SHOPPING PROPERTY FUND SICAV-FIS	n/a	n/a	n/a	N	yes	n/a
ABERDEEN FUND DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN FUND MANAGEMENT IRELAND LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN FUND MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER CAPELP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER CGPLP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER CMENAPELP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER CPELP II LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER CPELP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GLOBAL PROPERTY MULTI MANAGER S.A.	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GLOBAL SERVICES S.A.	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN INTERNATIONAL FUND MANAGERS LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN INTERNATIONAL SECURITIES INVESTMENT CONSULTING COMPANY LTD	n/a	n/a	n/a	N	yes	n/a
ABERDEEN INVESTMENT MANAGEMENT K.K.	n/a	n/a	n/a	N	yes	n/a
ABERDEEN INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ISLAMIC ASSET MANAGEMENT SDN. BHD.	n/a	n/a	n/a	N	yes	n/a
ABERDEEN PRIVATE WEALTH MANAGEMENT LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 18, 2013	$12B	$12B	135	41	n/a	9	$1.3B
2011	Mar 30, 2012	$30B	$30B	n/a	n/a	n/a	8	$3.8B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$688M	$30B	-97.7%	n/a	n/a	0	n/a	n/a	n/a

Relationships

Affiliated with (4)

→ ABRDN AUSTRALIA LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
→ ABRDN INC.Registered adviserother investment adviser, common control
factForm ADV
→ ABRDN ASIA LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ ABRDN INVESTMENTS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Owns (1)

← SMITH, ANDREW, ALASDAIROwnerVICE PRESIDENT, TREASURER AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jun 18, 2013 to presentfactForm ADV

Controls (4)

← MARSHALL, GARY, ROBERTOwnerPRESIDENT, CHIEF EXECUTIVE OFFICER, HEAD OF THE AMERICAS, ownership code NA, individual
Jun 18, 2013 to presentfactForm ADV
← NICHOLS, JENNIFER, ANNOwnerDIRECTOR, VICE PRESIDENT, GLOBAL HEAD OF LEGAL, ownership code NA, individual
Jun 18, 2013 to presentfactForm ADV
← STRACHAN, AILEEN, GALLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 21, 2013 to presentfactForm ADV
← ARTIO GLOBAL HOLDINGS LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Advises (4)

→ ARTIO INTERNATIONAL EQUITY II FUND LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ARTIO INTERNATIONAL EQUITY FUND LLCPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ARTIO GLOBAL EQUITY GROUP TRUST FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ ARTIO INTERNATIONAL EQUITY II GROUP TRUST FUNDPrivate fundOther Private Fund, IA
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a2fd16bd-3791-7717-1f40-95ae181a4da2
First observed: Mar 30, 2012
Last observed: Oct 21, 2013 157 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARTIO GLOBAL MANAGEMENT LLC

CRD 106863

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a2fd16bd-3791-7717-1f40-95ae181a4da2

Data as of Oct 21, 2013 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

ARTIO INTERNATIONAL EQUITY II GROUP TRUST FUND

Other Private Fund

$204M

Mar 19, 2013

Mar 30, 2012

reported

021-101257

ARTIO INTERNATIONAL EQUITY FUND LLC

Other Private Fund

$181M

Mar 19, 2013

Mar 30, 2012

reported

021-140727

ARTIO INTERNATIONAL EQUITY II FUND LLC

Other Private Fund

$111M

Mar 19, 2013

Mar 30, 2012

reported

021-138861

ARTIO GLOBAL EQUITY GROUP TRUST FUND

Other Private Fund

$39.4M

Mar 19, 2013

Mar 30, 2012

reported

021-101257

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ARTIO GLOBAL HOLDINGS LLC

MANAGING MEMBER

yes

04/1983

Mar 30, 2012

Oct 21, 2013

MARSHALL, GARY, ROBERT

PRESIDENT, CHIEF EXECUTIVE OFFICER, HEAD OF THE AMERICAS

yes

05/2013

Jun 18, 2013

Oct 21, 2013

NICHOLS, JENNIFER, ANN

DIRECTOR, VICE PRESIDENT, GLOBAL HEAD OF LEGAL

yes

05/2013

Jun 18, 2013

Oct 21, 2013

STRACHAN, AILEEN, GALL

CHIEF COMPLIANCE OFFICER

yes

09/2013

Oct 21, 2013

SMITH, ANDREW, ALASDAIR

VICE PRESIDENT, TREASURER AND CHIEF EXECUTIVE OFFICER

05/2013

Jun 18, 2013

Oct 21, 2013

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ABERDEEN ASSET MANAGERS LIMITED

n/a

Asset manager

$207B

yes

n/a

ABERDEEN ASSET MANAGEMENT INC

n/a

Other adviser

$41B

yes

n/a

ABERDEEN ASSET MANAGEMENT ASIA LIMITED

n/a

Asset manager

$40B

yes

n/a

ABERDEEN ASSET MANAGEMENT LIMITED

n/a

Former SEC adviser

$2.4B

yes

n/a

ABERDEEN ASSET MANAGEMENT CANADA LIMITED

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT CAYMAN LIMITED

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT COMPANY LIMITED

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT CORPORATE ASA

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT DENMARK A/S

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT DEUTSCHLAND AG

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT FINLAND OY

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT FRANCE SA

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT GESTION SNC

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT HUNGARY ALAPKEZELO ZRT

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT LIFE AND PENSIONS LIMITED

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT NORWAY AS

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT OPERATIONS AS

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT SDN. BHD

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT SERVICES LIMITED

n/a

yes

n/a

ABERDEEN ASSET MANAGERS SWITZERLAND AG

n/a

yes

n/a

ABERDEEN DO BRASIL GESTAO DE RECURSOS LTDA

n/a

yes

n/a

ABERDEEN EUROPEAN BALANCED PROPERTY FUND SICAV

n/a

yes

n/a

ABERDEEN EUROPEAN SHOPPING PROPERTY FUND SICAV-FIS

n/a

yes

n/a

ABERDEEN FUND DISTRIBUTORS, LLC

n/a

yes

n/a

ABERDEEN FUND MANAGEMENT IRELAND LIMITED

n/a

yes

n/a

ABERDEEN FUND MANAGERS LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER CAPELP LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER CGPLP LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER CMENAPELP LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER CPELP II LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER CPELP LIMITED

n/a

yes

n/a

ABERDEEN GLOBAL PROPERTY MULTI MANAGER S.A.

n/a

yes

n/a

ABERDEEN GLOBAL SERVICES S.A.

n/a

yes

n/a

ABERDEEN GP LIMITED

n/a

yes

n/a

ABERDEEN INTERNATIONAL FUND MANAGERS LIMITED

n/a

yes

n/a

ABERDEEN INTERNATIONAL SECURITIES INVESTMENT CONSULTING COMPANY LTD

n/a

yes

n/a

ABERDEEN INVESTMENT MANAGEMENT K.K.

n/a

yes

n/a

ABERDEEN INVESTMENTS LIMITED

n/a

yes

n/a

ABERDEEN ISLAMIC ASSET MANAGEMENT SDN. BHD.

n/a

yes

n/a

ABERDEEN PRIVATE WEALTH MANAGEMENT LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2012

Mar 18, 2013

$12B

135

n/a

$1.3B

2011

Mar 30, 2012

$30B

n/a

$3.8B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2012

$688M

$30B

-97.7%

n/a