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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

ABRDN AUSTRALIA LIMITED

CRD 110753

SYDNEY NSW

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Search this name across graphsid dfx:ria:2202aaea-b705-3e72-ee7a-5e3a112f9105

Data as of Feb 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 12
On other graphs: 0
Observed: Dec 20, 2011 to Feb 22, 2023
41 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.4BItem 5.F on the latest filing (2023-02-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 50
Advisory employees: 11
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 23
Custody, client assets: $0
SEC number: 801-25821
CRD: 110753
Filings on the tape: 41
First filed: Dec 20, 2011
Latest filed: Feb 22, 2023
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ABRDN ASIA LIMITED	Parent	E	yes	09/2004	Dec 20, 2011	Feb 22, 2023
ABRDN ASIA LIMITED	Shareholder	E	yes	08/2017	Dec 20, 2011	Feb 22, 2023
ABRDN HOLDINGS LIMITED	Shareholder	E	yes	10/1992	Nov 30, 2022	Feb 22, 2023
ABRDN PLC	Shareholder	E	yes	08/2017	Jul 6, 2021	Feb 22, 2023
ABRDN PLC	INDIRECT OWNER	E	yes	08/2017	Jul 6, 2021	Feb 22, 2023
Buehlmann, Rene	CHIEF EXECUTIVE OFFICER - ASIA PACIFIC	Na	yes	04/2021	Apr 19, 2021	Feb 22, 2023
JOLLIE, BRETT	DIRECTOR AND MANAGING DIRECTOR AUSTRALIA	Na	yes	04/2008	Dec 20, 2011	Feb 22, 2023
KOPHAMEL, ANDREW, DUNCAN	DIRECTOR AND HEAD OF OPERATIONAL OVERSIGHT - AUSTRALIA	Na	yes	02/2022	Jan 31, 2022	Feb 22, 2023
PRASAD, RONEEL, AMLESH	DIRECTOR AND CHIEF COMPLIANCE OFFICER	Na	yes	12/2019	Nov 6, 2012	Feb 22, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page; showing 40 of 227

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ABRDN INVESTMENTS LIMITED	n/a	Asset manager	$207B	N	yes	n/a
ABRDN INC.	n/a	Other adviser	$41B	N	yes	n/a
ABRDN ASIA LIMITED	n/a	Asset manager	$40B	Y	yes	n/a
ABERDEEN CAPITAL MANAGEMENT, LLC	n/a	Asset manager	$6.5B	N	yes	n/a
ABRDN CAPITAL PARTNERS LLP	n/a	Asset manager	$3.3B	N	yes	n/a
FLAG SQUADRON ASIA LIMITED	n/a	Former SEC adviser	$2.0B	N	yes	n/a
ABERDEEN ACP LLP	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASIA IV (GENERAL PARTNER) SARL	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET INVESTMENTS LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT (THAILAND) LIMITED	n/a	n/a	n/a	Y	yes	n/a
ABERDEEN ASSET MANAGEMENT DENMARK A/S	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT FINLAND OY	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT GESTION SNC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT HUNGARY ALAPKEZELO ZRT	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT LIFE AND PENSIONS LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT NORWAY AS	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT OPERATIONS AS	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MANAGEMENT SERVICES LIMITED	n/a	n/a	n/a	N	no	n/a
ABERDEEN ASSET MANAGEMENT US GP CONTROL LLC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ASSET MIDDLE EAST LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN CAPITAL MANAGERS GP LLC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN CLAIMS ADMINISTRATION INC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN DO BRASIL GESTAO DE RECURSOS LTDA	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ENERGY & RESOURCES COMPANY IV, LLC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN ENERGY & RESOURCES COMPANY V, LLC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN EUROPEAN BALANCED PROPERTY FUND SICAV	n/a	n/a	n/a	N	yes	n/a
ABERDEEN EUROPEAN INFRASTRUCTURE CARRY GP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN EUROPEAN INFRASTRUCTURE GP II LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN EUROPEAN INFRASTRUCTURE GP III LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN EUROPEAN INFRASTRUCTURE GP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN FRANCE SA	n/a	n/a	n/a	N	yes	n/a
ABERDEEN FUND DISTRIBUTORS, LLC	n/a	n/a	n/a	N	yes	n/a
ABERDEEN FUND MANAGEMENT II OY	n/a	n/a	n/a	N	yes	n/a
ABERDEEN FUND MANAGEMENT NORWAY A/S	n/a	n/a	n/a	N	yes	n/a
ABERDEEN FUND MANAGEMENT OY	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER 1 LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER 2 LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER CAPELP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER CGPLP LIMITED	n/a	n/a	n/a	N	yes	n/a
ABERDEEN GENERAL PARTNER CMENAPELP LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$2.4B	$2.4B	50	11	0	n/a	n/a
2020	Mar 30, 2021	$4.7B	$4.5B	50	10	0	n/a	n/a
2019	Mar 30, 2020	$6.7B	$6.7B	63	17	1	n/a	n/a
2018	Mar 28, 2019	$5.1B	$5.1B	67	16	2	n/a	n/a
2017	Mar 28, 2018	$6.2B	$5.1B	75	19	2	n/a	n/a
2016	Dec 22, 2016	$9.8B	$8.7B	70	20	n/a	n/a	n/a
2015	Dec 23, 2015	$12B	$10B	77	20	n/a	n/a	n/a
2014	Dec 24, 2014	$14B	$13B	76	18	n/a	n/a	n/a
2013	Dec 18, 2013	$16B	$15B	75	17	n/a	n/a	n/a
2012	Dec 19, 2012	$19B	$17B	71	17	n/a	n/a	n/a
2011	Dec 20, 2011	$18B	$16B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$2.4B	$4.7B	-49.2%	$5.1B	-22.3%	50	50	0	0

Relationships

Affiliated with (12)

→ ABRDN INC.Registered adviserother investment adviser, bank, common control
factForm ADV
→ ABRDN ASIA LIMITEDRegistered adviserother investment adviser, control, common control
factForm ADV
→ HIGHVISTA PRIVATE CAPITAL MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
→ PATRIA CAPITAL PARTNERS LLPRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ SQUADRON CAPITAL ADVISORS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
→ ABRDN INVESTMENTS LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← STANDARD LIFE INVESTMENTS (PRIVATE CAPITAL) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← STANDARD LIFE INVESTMENTS (USA) LIMITEDRegistered adviserother investment adviser, common control
factForm ADV
← ARDEN ASSET MANAGEMENT LLCRegistered adviserother investment adviser, common control
factForm ADV
← SCOTTISH WIDOWS INVESTMENT PARTNERSHIP LTDRegistered adviserother investment adviser, common control
factForm ADV
← ARTIO GLOBAL MANAGEMENT LLCRegistered adviserother investment adviser, control, common control
factForm ADV
← ABERDEEN ASSET MANAGEMENT INVESTMENT SERVICES LIMITEDRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← ABRDN ASIA LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Dec 20, 2011 to presentfactForm ADV
← JOLLIE, BRETTOwnerDIRECTOR AND MANAGING DIRECTOR AUSTRALIA, ownership code NA, individual
Dec 20, 2011 to presentfactForm ADV
← PRASAD, RONEEL, AMLESHOwnerDIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 6, 2012 to presentfactForm ADV
← Buehlmann, ReneOwnerCHIEF EXECUTIVE OFFICER - ASIA PACIFIC, ownership code NA, individual
Apr 19, 2021 to presentfactForm ADV
← KOPHAMEL, ANDREW, DUNCANOwnerDIRECTOR AND HEAD OF OPERATIONAL OVERSIGHT - AUSTRALIA, ownership code NA, individual
Jan 31, 2022 to presentfactForm ADV
← ABRDN HOLDINGS LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Nov 30, 2022 to presentfactForm ADV
← ABRDN PLCOwnerINDIRECT OWNER, ownership code E, foreign entity
Jul 6, 2021 to presentfactForm ADV

Dated events

Occurred
Nov 30, 2022
Control person left
Michelle Lopez (Director And Head Of Equities Australia) no longer on Schedule A of Abrdn Australia Limited (listed 2022-08-15, absent 2022-11-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Abrdn Australia Limited reported RAUM $2.4B, down 49% from $4.7B (2022-01-31 to 2022-03-30)
Form ADVobserved 5 days ago
$-2.3B
Occurred
Jan 31, 2022
Control person joined
Duncan Andrew Kophamel (Director And Head Of Operational Oversight - Australia) appeared on Schedule A of Abrdn Australia Limited
Form ADVobserved 5 days ago
Occurred
Apr 19, 2021
Control person left
Hugh Young (Director - Regional Managing Director) no longer on Schedule A of Abrdn Australia Limited (listed 2021-03-30, absent 2021-04-19)
Form ADVobserved 5 days ago
Occurred
Apr 19, 2021
Control person joined
Rene Buehlmann (Chief Executive Officer - Asia Pacific) appeared on Schedule A of Abrdn Australia Limited
Form ADVobserved 5 days ago
Occurred
Mar 30, 2021
Regulatory AUM changed
Abrdn Australia Limited reported RAUM $4.7B, down 31% from $6.7B (2020-03-30 to 2021-03-30)
Form ADVobserved 5 days ago
$-2.1B
Occurred
Mar 30, 2020
Regulatory AUM changed
Abrdn Australia Limited reported RAUM $6.7B, up 33% from $5.1B (2019-12-16 to 2020-03-30)
Form ADVobserved 5 days ago
$1.7B
Occurred
Dec 16, 2019
Control person left
Gil Orski (Director And Chief Operating Officer) no longer on Schedule A of Abrdn Australia Limited (listed 2019-12-05, absent 2019-12-16)
Form ADVobserved 5 days ago
Occurred
Dec 16, 2019
Control person left
Michael Stuart James (Director And Head Of Distribution Australia) no longer on Schedule A of Abrdn Australia Limited (listed 2019-12-05, absent 2019-12-16)
Form ADVobserved 5 days ago
Occurred
Jun 10, 2019
Control person left
Samuel Robert Penaloza (Director And Head Of Equities Australia) no longer on Schedule A of Abrdn Australia Limited (listed 2019-03-28, absent 2019-06-10)
Form ADVobserved 5 days ago
Occurred
Feb 28, 2019
Control person left
George Nicholas Bishop (Director And Head Of Fixed Income Australia) no longer on Schedule A of Abrdn Australia Limited (listed 2018-09-05, absent 2019-02-28)
Form ADVobserved 5 days ago
Occurred
Mar 28, 2018
Regulatory AUM changed
Abrdn Australia Limited reported RAUM $6.2B, down 36% from $9.8B (2018-01-31 to 2018-03-28)
Form ADVobserved 5 days ago
$-3.5B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2202aaea-b705-3e72-ee7a-5e3a112f9105
First observed: Dec 20, 2011
Last observed: Feb 22, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ABRDN AUSTRALIA LIMITED

CRD 110753

SYDNEY NSW

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2202aaea-b705-3e72-ee7a-5e3a112f9105

Data as of Feb 22, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:21 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ABRDN ASIA LIMITED

Parent

yes

09/2004

Dec 20, 2011

Feb 22, 2023

ABRDN ASIA LIMITED

Shareholder

yes

08/2017

Dec 20, 2011

Feb 22, 2023

ABRDN HOLDINGS LIMITED

Shareholder

yes

10/1992

Nov 30, 2022

Feb 22, 2023

ABRDN PLC

Shareholder

yes

08/2017

Jul 6, 2021

Feb 22, 2023

ABRDN PLC

INDIRECT OWNER

yes

08/2017

Jul 6, 2021

Feb 22, 2023

Buehlmann, Rene

CHIEF EXECUTIVE OFFICER - ASIA PACIFIC

yes

04/2021

Apr 19, 2021

Feb 22, 2023

JOLLIE, BRETT

DIRECTOR AND MANAGING DIRECTOR AUSTRALIA

yes

04/2008

Dec 20, 2011

Feb 22, 2023

KOPHAMEL, ANDREW, DUNCAN

DIRECTOR AND HEAD OF OPERATIONAL OVERSIGHT - AUSTRALIA

yes

02/2022

Jan 31, 2022

Feb 22, 2023

PRASAD, RONEEL, AMLESH

DIRECTOR AND CHIEF COMPLIANCE OFFICER

yes

12/2019

Nov 6, 2012

Feb 22, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ABRDN INVESTMENTS LIMITED

n/a

Asset manager

$207B

yes

n/a

ABRDN INC.

n/a

Other adviser

$41B

yes

n/a

ABRDN ASIA LIMITED

n/a

Asset manager

$40B

yes

n/a

ABERDEEN CAPITAL MANAGEMENT, LLC

n/a

Asset manager

$6.5B

yes

n/a

ABRDN CAPITAL PARTNERS LLP

n/a

Asset manager

$3.3B

yes

n/a

FLAG SQUADRON ASIA LIMITED

n/a

Former SEC adviser

$2.0B

yes

n/a

ABERDEEN ACP LLP

n/a

yes

n/a

ABERDEEN ASIA IV (GENERAL PARTNER) SARL

n/a

yes

n/a

ABERDEEN ASSET INVESTMENTS LIMITED

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT (THAILAND) LIMITED

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT DENMARK A/S

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT FINLAND OY

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT GESTION SNC

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT HUNGARY ALAPKEZELO ZRT

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT LIFE AND PENSIONS LIMITED

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT NORWAY AS

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT OPERATIONS AS

n/a

yes

n/a

ABERDEEN ASSET MANAGEMENT SERVICES LIMITED

n/a

ABERDEEN ASSET MANAGEMENT US GP CONTROL LLC

n/a

yes

n/a

ABERDEEN ASSET MIDDLE EAST LIMITED

n/a

yes

n/a

ABERDEEN CAPITAL MANAGERS GP LLC

n/a

yes

n/a

ABERDEEN CLAIMS ADMINISTRATION INC

n/a

yes

n/a

ABERDEEN DO BRASIL GESTAO DE RECURSOS LTDA

n/a

yes

n/a

ABERDEEN ENERGY & RESOURCES COMPANY IV, LLC

n/a

yes

n/a

ABERDEEN ENERGY & RESOURCES COMPANY V, LLC

n/a

yes

n/a

ABERDEEN EUROPEAN BALANCED PROPERTY FUND SICAV

n/a

yes

n/a

ABERDEEN EUROPEAN INFRASTRUCTURE CARRY GP LIMITED

n/a

yes

n/a

ABERDEEN EUROPEAN INFRASTRUCTURE GP II LIMITED

n/a

yes

n/a

ABERDEEN EUROPEAN INFRASTRUCTURE GP III LIMITED

n/a

yes

n/a

ABERDEEN EUROPEAN INFRASTRUCTURE GP LIMITED

n/a

yes

n/a

ABERDEEN FRANCE SA

n/a

yes

n/a

ABERDEEN FUND DISTRIBUTORS, LLC

n/a

yes

n/a

ABERDEEN FUND MANAGEMENT II OY

n/a

yes

n/a

ABERDEEN FUND MANAGEMENT NORWAY A/S

n/a

yes

n/a

ABERDEEN FUND MANAGEMENT OY

n/a

yes

n/a

ABERDEEN GENERAL PARTNER 1 LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER 2 LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER CAPELP LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER CGPLP LIMITED

n/a

yes

n/a

ABERDEEN GENERAL PARTNER CMENAPELP LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$2.4B

n/a

2020

Mar 30, 2021

$4.7B

$4.5B

n/a

2019

Mar 30, 2020

$6.7B

n/a

2018

Mar 28, 2019

$5.1B

n/a

2017

Mar 28, 2018

$6.2B

$5.1B

n/a

2016

Dec 22, 2016

$9.8B

$8.7B

n/a

2015

Dec 23, 2015

$12B

$10B

n/a

2014

Dec 24, 2014

$14B

$13B

n/a

2013

Dec 18, 2013

$16B

$15B

n/a

2012

Dec 19, 2012

$19B

$17B

n/a

2011

Dec 20, 2011

$18B

$16B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$2.4B

$4.7B

-49.2%

$5.1B

-22.3%