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Advisor at FIDUCIARY BENEFITS GROUP
SAN DIEGO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIDUCIARY BENEFITS GROUP | Other adviser | May 11, 2023 | n/a | yes | SAN DIEGO, CA | Current employment |
| WEALTHSPIRE RETIREMENT ADVISORY | Institutional manager | Dec 2, 2021 | May 12, 2023 | no | ALISO VIEJO, CA | Previous registration |
| REILLY FINANCIAL ADVISORS | Former SEC adviser | Jan 30, 2015 | Dec 1, 2021 | no | LA MESA, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 1, 2013 | Feb 2, 2015 | no | SAN DIEGO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 28, 2008 | Nov 4, 2013 | no | TEMECULA, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEALTHSPIRE RETIREMENT ADVISORY | FIDUCIARY BENEFITS GROUP | May 12, 2023 | May 11, 2023 | -1 | Firm change | Other |
| REILLY FINANCIAL ADVISORS | WEALTHSPIRE RETIREMENT ADVISORY | Dec 1, 2021 | Dec 2, 2021 | 1 | Firm change | Other |
| WELLS FARGO ADVISORS | REILLY FINANCIAL ADVISORS | Feb 2, 2015 | Jan 30, 2015 | -3 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Nov 4, 2013 | Nov 1, 2013 | -3 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 121254:326204:CA:2023-05-12 | May 12, 2023 | May 11, 2023 | ALISO VIEJO, CA | Firm change |
| 110315:121254:CA:2021-12-01 | Dec 1, 2021 | Dec 2, 2021 | LA MESA, CA | Firm change |