B•••• K•••••••

Advisor at L•• F•••••••• L••

GREENWOOD VILLAGE, CO

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 29, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 16, 2024	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Feb 5, 2024	Sep 17, 2024	no	Highlands Ranch, CO\|Westlake Village, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	L•• F•••••••• L••	Sep 17, 2024	Sep 16, 2024	-1	Firm change	Ibd to ibd
H•••••••• P••••••• P•••••••	T•• A•••••••• G••••	Feb 13, 2024	Feb 5, 2024

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 16, 2024 to presentfactForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Feb 5, 2024 to Sep 17, 2024factForm ADV
→ H•••••••• P••••••• P•••••••Registered adviserregistration: previous registration
Dec 8, 2021 to Feb 13, 2024factForm ADV
→ H•••••••• A•••••• G••••• L••

Dated events

Occurred
Sep 17, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 13, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 29, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.