DFX Intelligence

J•••• J••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)42 years in industry

J•••• J••••• R••••

Advisor at L••••• R••••••••• A•••••••

ROCHESTER, NY | BUFFALO, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb98980e-1549-6bb0-cd15-b8d4530b0868

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 4, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• R••••••••• A•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 4, 2025	n/a	yes	ROCHESTER, NY\|BUFFALO, NY	Current employment
L••••• R••••••••• A•••••••	Institutional manager	Aug 25, 2021	n/a	yes	BUFFALO, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	L•• F•••••••• L••	Aug 13, 2025	Aug 4, 2025	-9	Firm change	Ibd to ibd
C•••••• G•••• • C• I••	L••••• R••••••••• A•••••••	May 10, 2022	Aug 25, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:6413:NY:2025-08-11	Aug 13, 2025	Aug 4, 2025	ROCHESTER, NY	Firm change
10641:282786:NY:2022-05-10	May 10, 2022	Aug 25, 2021	SYRACUSE, NY	Firm change after gap

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 4, 2025 to presentfactForm ADV
→ L••••• R••••••••• A•••••••Registered adviserregistration: current employment
Aug 25, 2021 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
May 5, 2022 to Aug 13, 2025factForm ADV
→ C•••••• G•••• • C• I••

Dated events

Occurred
Aug 13, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 10, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb98980e-1549-6bb0-cd15-b8d4530b0868
First observed: May 4, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.