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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

MARK KENNETH FISCHER

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

El Paso, TX

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Search this name across graphsid dfx:ria:a339c1e1-b67b-a52d-2fce-716429538839

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 22, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 28, 1994
First registration: Nov 22, 1995
Dual registered: yes, broker-dealer
IAPD individual key: 2557611

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Apr 16, 2014	n/a	yes	El Paso, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 26, 2014	Apr 2, 2014	no	EL PASO, TX	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 16, 2011	Mar 25, 2014	no	EL PASO, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Oct 16, 2002	Feb 8, 2011	no	EL PASO, TX\|EL PASO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 22, 1995	Oct 16, 2002	no	EL PASO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Apr 2, 2014	Apr 16, 2014	14	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Mar 25, 2014	Mar 26, 2014	1	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 8, 2011	Feb 16, 2011	8	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CHASE INVESTMENT SERVICES CORP.	Oct 16, 2002	Oct 16, 2002	0	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 16, 2011 to Mar 25, 2014factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 26, 2014 to Apr 2, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Oct 16, 2002 to Feb 8, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 22, 1995 to Oct 16, 2002factForm ADV

Dated events

No dated event names this entity yet.