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Registered advisor
M••• K•••••• F••••••
Feed of 09/14/2026
At current firm
12 y
since Apr 16, 2014
In the industry
31 y
since Nov 28, 1994 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 16, 2014 · El Paso, Tx
- L•• F•••••••• L•• BD affiliatedMar 26, 2014 to Apr 2, 2014 · El Paso, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedFeb 16, 2011 to Mar 25, 2014 · El Paso, Tx
- C•••• I••••••••• S••••••• C•••• formerOct 16, 2002 to Feb 8, 2011 · El Paso, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 22, 1995 to Oct 16, 2002 · El Paso, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 2, 2014, registered Apr 16, 2014 (14 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••left Mar 25, 2014, registered Mar 26, 2014 (1 days) · Other
- C•••• I••••••••• S••••••• C•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 8, 2011, registered Feb 16, 2011 (8 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Oct 16, 2002, registered Oct 16, 2002 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address