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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

JACOB JOSHUA MARLEY

Advisor at ESI FINANCIAL ADVISORS

MONTPELIER, VT | ADDISON, TX

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Search this name across graphsid dfx:ria:a33c7c7a-3247-a44d-76db-0acca0e3f423

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 12, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ESI FINANCIAL ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 28, 2000
First registration: Apr 12, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4188685

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ESI FINANCIAL ADVISORS	Independent wealth	Mar 15, 2019	n/a	yes	ADDISON, TX\|MONTPELIER, VT	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Oct 8, 2008	Jun 14, 2011	no	SMITHFIELD, RI\|CRANSTON, RI	Previous registration
JOHN HANCOCK DISTRIBUTORS LLC	n/a	Nov 20, 2003	Dec 31, 2006	no	SANTA BARBARA, CA\|BOSTON, MA\|SANTA BARBARA, CA	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Apr 12, 2002	Jul 28, 2003	no	VANCOUVER, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	ESI FINANCIAL ADVISORS	Jun 14, 2011	Mar 15, 2019	2,831	Firm change after gap	Other
JOHN HANCOCK DISTRIBUTORS LLC	CITIZENS SECURITIES, INC.	Dec 31, 2006	Oct 8, 2008	647	Firm change after gap	Other
CETERA INVESTMENT SERVICES LLC	JOHN HANCOCK DISTRIBUTORS LLC	Jul 28, 2003	Nov 20, 2003	115	Firm change	Other

Relationships

Registered with (4)

→ ESI FINANCIAL ADVISORSRegistered adviserregistration: current employment
Mar 15, 2019 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Oct 8, 2008 to Jun 14, 2011factForm ADV
→ JOHN HANCOCK DISTRIBUTORS LLCRegistered adviserregistration: previous registration
Nov 20, 2003 to Dec 31, 2006factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Apr 12, 2002 to Jul 28, 2003factForm ADV

Dated events

No dated event names this entity yet.