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RIA / WealthAdvisorCertified Financial Planner17 years in industry

WILLIAM H ANDERSON

Advisor at BROOKWOOD INVESTMENT GROUP

PHOENIX, AZ | BOLTON, CT

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Search this name across graphsid dfx:ria:a3482ee5-4e96-3a35-0b0d-5883d3545a61

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 4, 2009
First registration: Apr 21, 2010
Dual registered: no
Other names: WILLIAM ANDERSON
IAPD individual key: 5681835

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKWOOD INVESTMENT GROUP	Independent wealth	Jun 30, 2023	n/a	yes	BOLTON, CT\|PHOENIX, AZ	Current employment
REDWOOD PRIVATE WEALTH	Former SEC adviser	Jun 17, 2022	Mar 31, 2025	no	BOLTON, CT\|PHOENIX, AZ	Previous registration
BELPOINTE ASSET MANAGEMENT LLC	Independent wealth	Jan 31, 2017	Jun 30, 2023	no	GREENWICH, CT\|RENO, NV\|Bolton, CT	Previous registration
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	Oct 14, 2014	Jan 30, 2017	no	BOLTON, CT\|WALPOLE, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 26, 2014	Oct 28, 2015	no	WESTBOROUGH, MA\|BOLTON, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 21, 2010	Feb 19, 2014	no	HOLYOKE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REDWOOD PRIVATE WEALTH	BROOKWOOD INVESTMENT GROUP	Mar 31, 2025	Jun 30, 2023	-640	Bulk transfer	Other
BELPOINTE ASSET MANAGEMENT LLC	REDWOOD PRIVATE WEALTH	Jun 30, 2023	Jun 17, 2022	-378	Firm change after gap	RIA to RIA
THE PATRIOT FINANCIAL GROUP, LLC	BELPOINTE ASSET MANAGEMENT LLC	Jan 30, 2017	Jan 31, 2017	1	Firm change	Other
LPL FINANCIAL LLC	THE PATRIOT FINANCIAL GROUP, LLC	Oct 28, 2015	Oct 14, 2014	-379	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	LPL FINANCIAL LLC	Feb 19, 2014	Feb 26, 2014	7	Firm change	Other

Relationships

Registered with (6)

→ BROOKWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
Jun 30, 2023 to presentfactForm ADV
→ REDWOOD PRIVATE WEALTHRegistered adviserregistration: previous registration
Jun 17, 2022 to Mar 31, 2025factForm ADV
→ BELPOINTE ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 31, 2017 to Jun 30, 2023factForm ADV
→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Oct 14, 2014 to Jan 30, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 26, 2014 to Oct 28, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 21, 2010 to Feb 19, 2014factForm ADV

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
William H Anderson left Belpointe Asset Management Llc for Redwood Private Wealth (registered 2022-06-17)
Form ADVobserved 6 days ago