RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• H• A•••••••
- B•••••••• I••••••••• G•••• independent RIA currentsince Jun 30, 2023 · Bolton, Ct
- R•••••• P•••••• W••••• formerJun 17, 2022 to Mar 31, 2025 · Bolton, Ct
- B•••••••• A•••• M••••••••• L•• independent RIAJan 31, 2017 to Jun 30, 2023 · Greenwich, Ct
- T•• P•••••• F•••••••• G••••• L•• independent RIAOct 14, 2014 to Jan 30, 2017 · Bolton, Ct
- L•• F•••••••• L•• BD affiliatedFeb 26, 2014 to Oct 28, 2015 · Westborough, Ma
- M•• F•••••••• S•••••••• I••• formerApr 21, 2010 to Feb 19, 2014 · Holyoke, Ma
- R•••••• P•••••• W••••• to B•••••••• I••••••••• G••••left Mar 31, 2025, registered Jun 30, 2023 (-640 days) · corporate re-registration, not a move
- B•••••••• A•••• M••••••••• L•• to R•••••• P•••••• W•••••left Jun 30, 2023, registered Jun 17, 2022 (-378 days) · RIA to RIA
- T•• P•••••• F•••••••• G••••• L•• to B•••••••• A•••• M••••••••• L••left Jan 30, 2017, registered Jan 31, 2017 (1 days) · Other
- L•• F•••••••• L•• to T•• P•••••• F•••••••• G••••• L••left Oct 28, 2015, registered Oct 14, 2014 (-379 days) · Other
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Feb 19, 2014, registered Feb 26, 2014 (7 days) · Other
- W•••••• H• A••••••• left B•••••••• A•••• M••••••••• L•• for R•••••• P•••••• W••••• (registered 2022-06-17)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address