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Advisor at THE ENSEMBLE TEAM
SEATTLE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE ENSEMBLE TEAM | Former SEC adviser | Oct 14, 2025 | n/a | yes | SEATTLE, WA | Current employment |
| THE ENSEMBLE TEAM | Former SEC adviser | Jul 22, 2024 | Jul 1, 2025 | no | SEATTLE, WA | Previous registration |
| EDELMAN FINANCIAL ENGINES | Independent wealth | Mar 25, 2022 | Nov 18, 2022 | no | BOTHELL, WA | Previous registration |
| VIRIDIAN RIA, LLC | Former SEC adviser | Sep 30, 2014 | May 6, 2022 | no | BOTHELL, WA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 23, 2009 | Oct 29, 2015 | no | EVERETT, WA|SEATTLE, WA|SAN DIEGO, CA|BOTHELL, WA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 18, 2007 | Feb 11, 2009 | no | SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | THE ENSEMBLE TEAM | Nov 18, 2022 | Jul 22, 2024 | 612 | Firm change after gap | RIA to new firm |
| VIRIDIAN RIA, LLC | EDELMAN FINANCIAL ENGINES | May 6, 2022 | Mar 25, 2022 | -42 | Firm change after gap | RIA to RIA |
| LPL FINANCIAL LLC | VIRIDIAN RIA, LLC | Oct 29, 2015 | Sep 30, 2014 | -394 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | LPL FINANCIAL LLC | Feb 11, 2009 | Jan 23, 2009 | -19 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 171332:104510:WA:2022-05-06 | May 6, 2022 | Mar 25, 2022 | BOTHELL, WA | Firm change after gap |
| 6413:171332:WA:2015-10-29 | Oct 29, 2015 | Sep 30, 2014 | BOTHELL, WA | Firm change after gap |