RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T•• E••••••• T••• former currentsince Oct 14, 2025 · Seattle, Wa
- T•• E••••••• T••• formerJul 22, 2024 to Jul 1, 2025 · Seattle, Wa
- E•••••• F•••••••• E•••••• independent RIAMar 25, 2022 to Nov 18, 2022 · Bothell, Wa
- V••••••• R••• L•• formerSep 30, 2014 to May 6, 2022 · Bothell, Wa
- L•• F•••••••• L•• BD affiliatedJan 23, 2009 to Oct 29, 2015 · Everett, Wa
- U•• F•••••••• S••••••• I••• wirehouseJun 18, 2007 to Feb 11, 2009 · Seattle, Wa
- E•••••• F•••••••• E•••••• to T•• E••••••• T•••left Nov 18, 2022, registered Jul 22, 2024 (612 days) · RIA to a newly registered adviser
- V••••••• R••• L•• to E•••••• F•••••••• E••••••left May 6, 2022, registered Mar 25, 2022 (-42 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to V••••••• R••• L••left Oct 29, 2015, registered Sep 30, 2014 (-394 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Feb 11, 2009, registered Jan 23, 2009 (-19 days) · Other
- A••••• T•• left E•••••• F•••••••• E•••••• for T•• E••••••• T••• (registered 2024-07-22)Nov 18, 2022 · Advisor changed firm · fact
- A••••• T•• left V••••••• R••• L•• for E•••••• F•••••••• E•••••• (registered 2022-03-25)May 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address