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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

THE ENSEMBLE TEAM

THE ENSEMBLE TEAM, LLC, CRD 331144

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e23fecf-da6e-2954-6467-c6ce26587cee

Data as of May 13, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 0
Observed: Jun 20, 2024 to May 13, 2025
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2025-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 3
Employees: 5
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 0
Individual clients: 5
High net worth clients: 12
SEC number: 801-130722
CRD: 331144
Filings on the tape: 9
First filed: Jun 20, 2024
Latest filed: May 13, 2025
Organised: Limited Liability Company, DE
Website: ensembleteam.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
MARK DEAN JAEGER	Chartered Financial Consultant	SEATTLE, WA	24	5	no
ADRIEL TAM	n/a	SEATTLE, WA	19	5	no
MARY ANN MIDDLETON FERREIRA	Certified Financial Planner	SEATTLE, WA	24	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ENSEMBLE TEAM, INC.	HOLDING COMPANY	E	yes	06/2024	Jun 20, 2024	Dec 20, 2024
JAEGER, MARK, DEAN	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER	Na	yes	06/2024	Jun 20, 2024	Dec 20, 2024
PARK, JUNG, SIK	Owner	C	yes	09/2024	Nov 19, 2024	Dec 20, 2024
TAM, ADRIEL	Owner	C	yes	09/2024	Jun 20, 2024	Dec 20, 2024
TAM, ADRIEL	FOUNDER, CHIEF EXECUTIVE OFFICER	Na	yes	06/2024	Jun 20, 2024	Dec 20, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Arcadia	CA	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 3

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Apr 7, 2025	$0	$0	5	3	1	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	n/a	n/a	n/a	n/a	5	n/a	1	n/a

Relationships

Registered with (3)

← MARK DEAN JAEGERAdvisorregistration: previous registration
Jul 23, 2024 to Jul 1, 2025factForm ADV
← ADRIEL TAMAdvisorregistration: previous registration
Jul 22, 2024 to Jul 1, 2025factForm ADV
← MARY ANN MIDDLETON FERREIRAAdvisorregistration: previous registration
Jul 23, 2024 to Jul 1, 2025factForm ADV

Controls (4)

← JAEGER, MARK, DEANOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, ownership code NA, individual
Jun 20, 2024 to Dec 20, 2024factForm ADV
← TAM, ADRIELOwnerOWNER, ownership code C, individual
Jun 20, 2024 to Dec 20, 2024factForm ADV
← PARK, JUNG, SIKOwnerOWNER, ownership code C, individual
Nov 19, 2024 to Dec 20, 2024factForm ADV
← ENSEMBLE TEAM, INC.OwnerHOLDING COMPANY, ownership code E, domestic entity
Jun 20, 2024 to Dec 20, 2024factForm ADV

Dated events

Occurred
Aug 1, 2025
Left the SEC roster
The Ensemble Team no longer on the SEC adviser roster (last listed 2025-07-01)
Form ADVobserved 6 days ago
0 USD_RAUM
Occurred
Nov 19, 2024
Control person joined
Sik Jung Park (Owner) appeared on Schedule A of The Ensemble Team
Form ADVobserved 6 days ago
Occurred
Jun 20, 2024
First Form ADV filing
The Ensemble Team filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8e23fecf-da6e-2954-6467-c6ce26587cee
First observed: Jun 20, 2024
Last observed: May 13, 2025 16 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

THE ENSEMBLE TEAM

THE ENSEMBLE TEAM, LLC, CRD 331144

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8e23fecf-da6e-2954-6467-c6ce26587cee

Data as of May 13, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:57 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARK DEAN JAEGER

Chartered Financial Consultant

SEATTLE, WA

ADRIEL TAM

n/a

SEATTLE, WA

MARY ANN MIDDLETON FERREIRA

Certified Financial Planner

SEATTLE, WA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ENSEMBLE TEAM, INC.

HOLDING COMPANY

yes

06/2024

Jun 20, 2024

Dec 20, 2024

JAEGER, MARK, DEAN

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER

yes

06/2024

Jun 20, 2024

Dec 20, 2024

PARK, JUNG, SIK

Owner

yes

09/2024

Nov 19, 2024

Dec 20, 2024

TAM, ADRIEL

Owner

yes

09/2024

Jun 20, 2024

Dec 20, 2024

TAM, ADRIEL

FOUNDER, CHIEF EXECUTIVE OFFICER

yes

06/2024

Jun 20, 2024

Dec 20, 2024

City

State

Country

Employees

Also broker-dealer

Arcadia

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Apr 7, 2025

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

n/a