This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

OSAIC ADVISORY SERVICES, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 4, 1996earliest registration or exam on IAPD

Years in industry

30derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

4

Exams

S65|S63

First exam

Mar 4, 1996

First registration

Mar 18, 2002

Dual registered

yes, broker-dealer

Other names

STEVE GORDON

IAPD individual key

2714986

• Occurred

  Nov 10, 2025
  Advisor changed firm

  Stephen Mark Gordon left Pfg Advisors for Osaic Advisory Services, Llc (registered 2025-11-07)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:a34c847d-9c7a-d201-76f6-23b379398186

First observed

Mar 18, 2002

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.