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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

David Andrew Laughlin

Advisor at CETERA INVESTMENT ADVISERS LLC

CLARKSVILLE, IN

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Search this name across graphsid dfx:ria:a35a258c-e1cf-b5f8-6a24-2749ee6f687d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 16, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Consultant
Exams: S65|S63
First exam: Jan 16, 1992
First registration: Jan 1, 2001
Dual registered: yes, broker-dealer
Other names: DAVID A LAUGHLIN
IAPD individual key: 2200118

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Apr 27, 2026	n/a	yes	CLARKSVILLE, IN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 19, 2019	May 17, 2026	no	CLARKSVILLE, IN\|MARENGO, IN\|ODON, IN\|JEFFERSONVILLE, IN\|SELLERSBURG, IN\|MONTGOMERY, IN\|CORYDON, IN\|CHARLESTOWN, IN\|JEFFERSONVILLE, IN\|GEORGETOWN, IN\|ENGLISH, IN\|NEW ALBANY, IN\|LANESVILLE, IN\|ELIZABETH, IN\|SALEM, IN\|Clarksville, IN\|INDEPENDENCE, KY	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 22, 2018	Nov 21, 2019	no	Clarksville, IN\|Corydon, IN	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Dec 14, 2010	Sep 24, 2018	no	CLARKSVILLE, IN\|SAN ANTONIO, TX\|CORYDON, IN\|Danville, KY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 3, 2005	Dec 23, 2010	no	LOUISVILLE, KY\|LOUISVILLE, KY	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 1, 2001	Dec 31, 2004	no	LOUISVILLE, KY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CETERA INVESTMENT ADVISERS LLC	May 17, 2026	Apr 27, 2026	-20	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Nov 21, 2019	Nov 19, 2019	-2	Firm change	Ibd to ibd
INVESTMENT PROFESSIONALS, INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 24, 2018	Jun 22, 2018	-94	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	INVESTMENT PROFESSIONALS, INC.	Dec 23, 2010	Dec 14, 2010	-9	Firm change	Other
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Dec 31, 2004	Feb 3, 2005	34	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6363:6413:IN:2019-11-21	Nov 21, 2019	Nov 19, 2019	CORYDON, IN	Firm change

Relationships

Registered with (5)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Apr 27, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 19, 2019 to May 17, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 22, 2018 to Nov 21, 2019factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Dec 14, 2010 to Sep 24, 2018factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 1, 2001 to Dec 31, 2004factForm ADV

Dated events

Occurred
May 17, 2026
Advisor changed firm
David Andrew Laughlin left Lpl Financial Llc for Cetera Investment Advisers Llc (registered 2026-04-27)
Form ADVobserved 5 days ago