RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• A••••• L•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Apr 27, 2026 · Clarksville, In
- L•• F•••••••• L•• BD affiliatedNov 19, 2019 to May 17, 2026 · Clarksville, In
- A••••••••• F•••••••• S•••••••• L•• national BDJun 22, 2018 to Nov 21, 2019 · Clarksville, In
- I••••••••• P••••••••• I••• formerDec 14, 2010 to Sep 24, 2018 · Clarksville, In
- L•• F•••••••• L•• BD affiliatedFeb 3, 2005 to Dec 23, 2010 · Louisville, Ky
- E•••••••• A•••••••• L•• national BDJan 1, 2001 to Dec 31, 2004 · Louisville, Ky
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left May 17, 2026, registered Apr 27, 2026 (-20 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Nov 21, 2019, registered Nov 19, 2019 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 24, 2018, registered Jun 22, 2018 (-94 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to I••••••••• P••••••••• I•••left Dec 23, 2010, registered Dec 14, 2010 (-9 days) · Other
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Dec 31, 2004, registered Feb 3, 2005 (34 days) · Other
- D•••• A••••• L••••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-04-27)May 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address