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Advisor at EMPIRIKAL PARTNERS LLC
SYRACUSE, NY | PHOENIX, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRIKAL PARTNERS LLC | State registered | Jul 17, 2023 | n/a | yes | SYRACUSE, NY|PHOENIX, AZ | Current employment |
| LIFEMARK SECURITIES CORP. | Bd affiliated wealth | Apr 24, 2018 | Sep 30, 2022 | no | Syracuse, NY|Syrause, NY|ROCHESTER, NY | Previous registration |
| CADARET GRANT & CO INC | Former SEC adviser | Aug 21, 2017 | Feb 15, 2018 | no | LIVERPOOL, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 9, 2014 | Aug 22, 2017 | no | SYRACUSE, NY | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 3, 2012 | Sep 25, 2014 | no | DEWITT, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jul 20, 2012 | Sep 28, 2012 | no | SYRACUSE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LIFEMARK SECURITIES CORP. | EMPIRIKAL PARTNERS LLC | Sep 30, 2022 | Jul 17, 2023 | 290 | Firm change | Ibd to state RIA |
| CADARET GRANT & CO INC | LIFEMARK SECURITIES CORP. | Feb 15, 2018 | Apr 24, 2018 | 68 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CADARET GRANT & CO INC | Aug 22, 2017 | Aug 21, 2017 | -1 | Firm change | Other |
| LPL FINANCIAL LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 25, 2014 | Oct 9, 2014 | 14 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | LPL FINANCIAL LLC | Sep 28, 2012 | Oct 3, 2012 | 5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:10641:NY:2017-08-22 | Aug 22, 2017 | Aug 21, 2017 | SYRACUSE, NY | Firm change |