DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• A• B••••

E•••••••• P••••••• L••state registeredSyracuse, Ny IA-onlyIAPD 5361782

Feed of 09/15/2026

Also filed as J•••• Hantsch

At current firm

3 y

since Jul 17, 2023

In the industry

14 y

since Jun 30, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• P••••••• L•• state registered current
since Jul 17, 2023 · Syracuse, Ny
L••••••• S••••••••• C•••• BD affiliated
Apr 24, 2018 to Sep 30, 2022 · Syracuse, Ny
C•••••• G•••• • C• I•• former
Aug 21, 2017 to Feb 15, 2018 · Liverpool, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 9, 2014 to Aug 22, 2017 · Syracuse, Ny
L•• F•••••••• L•• BD affiliated
Oct 3, 2012 to Sep 25, 2014 · Dewitt, Ny
E•••••••• A•••••••• L•• national BD
Jul 20, 2012 to Sep 28, 2012 · Syracuse, Ny

Moves

a registration end followed by a registration begin elsewhere

L••••••• S••••••••• C•••• to E•••••••• P••••••• L••
left Sep 30, 2022, registered Jul 17, 2023 (290 days) · Affiliated broker-dealer or bank to a state-registered adviser
C•••••• G•••• • C• I•• to L••••••• S••••••••• C••••
left Feb 15, 2018, registered Apr 24, 2018 (68 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• G•••• • C• I••
left Aug 22, 2017, registered Aug 21, 2017 (-1 days) · Other · moved with a team
L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 25, 2014, registered Oct 9, 2014 (14 days) · Other
E•••••••• A•••••••• L•• to L•• F•••••••• L••
left Sep 28, 2012, registered Oct 3, 2012 (5 days) · Other

Signals

J•••• A• B•••• left L••••••• S••••••••• C•••• for E•••••••• P••••••• L•• (registered 2023-07-17)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address