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RIA / WealthAdvisorChartered Financial Analyst19 years in industry

BRIAN JOSEPH MOCOGNI

Advisor at SAVVY

Cranston, RI | NEW YORK, NY

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Search this name across graphsid dfx:ria:a3876b32-9f89-5cb3-bb8b-17856253cbc9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 11, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SAVVY
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66|S63|S65
First exam: May 8, 2007
First registration: Jan 11, 2008
Dual registered: no
Other names: BRIAN J MOCOGNI
IAPD individual key: 5257866

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Savvy	Independent wealth	May 27, 2025	n/a	yes	NEW YORK, NY\|Cranston, RI	Current employment
ALL THAT MATTERS FINANCIAL SERVICES LLP	n/a	Sep 19, 2023	Sep 22, 2025	no	NORTH KINGSTOWN, RI	Previous registration
THE WINDMILL GROUP, INC.	Former SEC adviser	Feb 10, 2021	Oct 6, 2023	no	SOMERS, NY\|Cranston, RI\|Cranston, RI	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jan 27, 2017	Jul 16, 2018	no	WARWICK, RI	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Apr 28, 2015	Nov 16, 2015	no	PROVIDENCE, RI	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 21, 2013	Apr 23, 2015	no	SOUTHBOROUGH, MA\|CRANSTON, RI\|WESTBORO, MA\|SOUTHBOROUGH, MA\|EAST PROVIDENCE, RI\|WESTBORO, MA\|WARWICK, RI\|EAST PROVIDENCE, RI	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Jan 11, 2008	Mar 26, 2009	no	PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALL THAT MATTERS FINANCIAL SERVICES LLP	Savvy	Sep 22, 2025	May 27, 2025	-118	Firm change after gap	Other
THE WINDMILL GROUP, INC.	ALL THAT MATTERS FINANCIAL SERVICES LLP	Oct 6, 2023	Sep 19, 2023	-17	Firm change	Other
EQUITABLE ADVISORS, LLC	THE WINDMILL GROUP, INC.	Jul 16, 2018	Feb 10, 2021	940	Firm change after gap	Ibd to new firm
ADVICE AND PLANNING SERVICES	EQUITABLE ADVISORS, LLC	Nov 16, 2015	Jan 27, 2017	438	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	ADVICE AND PLANNING SERVICES	Apr 23, 2015	Apr 28, 2015	5	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MSI FINANCIAL SERVICES, INC.	Mar 26, 2009	Oct 21, 2013	1,670	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
322690:318493:RI:2025-09-22	Sep 22, 2025	May 27, 2025	NORTH KINGSTOWN, RI	Firm change after gap

Relationships

Registered with (7)

→ SAVVYRegistered adviserregistration: current employment
May 27, 2025 to presentfactForm ADV
→ ALL THAT MATTERS FINANCIAL SERVICES LLPRegistered adviserregistration: previous registration
Sep 19, 2023 to Sep 22, 2025factForm ADV
→ THE WINDMILL GROUP, INC.Registered adviserregistration: previous registration
Feb 10, 2021 to Oct 6, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 27, 2017 to Jul 16, 2018factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Apr 28, 2015 to Nov 16, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 21, 2013 to Apr 23, 2015factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jan 11, 2008 to Mar 26, 2009factForm ADV

Dated events

Occurred
Sep 22, 2025
Advisor changed firm
Brian Joseph Mocogni left All That Matters Financial Services Llp for Savvy (registered 2025-05-27)
Form ADVobserved 6 days ago
Occurred
Oct 6, 2023
Advisor changed firm
Brian Joseph Mocogni left The Windmill Group, Inc. for All That Matters Financial Services Llp (registered 2023-09-19)
Form ADVobserved 6 days ago