DFX Intelligence

RIA Intelligence

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Registered advisor

B•••• J••••• M••••••

S••••independent RIACranston, Ri IA-onlyIAPD 5257866

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as B•••• J M••••••

At current firm

1 y

since May 27, 2025

In the industry

19 y

since May 8, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• independent RIA current
since May 27, 2025 · New York, Ny
A•• T••• M•••••• F•••••••• S••••••• L•• unclassified
Sep 19, 2023 to Sep 22, 2025 · North Kingstown, Ri
T•• W••••••• G••••• I••• former
Feb 10, 2021 to Oct 6, 2023 · Somers, Ny
E•••••••• A•••••••• L•• national BD
Jan 27, 2017 to Jul 16, 2018 · Warwick, Ri
A••••• A•• P••••••• S••••••• BD affiliated
Apr 28, 2015 to Nov 16, 2015 · Providence, Ri
M•• F•••••••• S•••••••• I••• former
Oct 21, 2013 to Apr 23, 2015 · Southborough, Ma
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Jan 11, 2008 to Mar 26, 2009 · Providence, Ri

Moves

a registration end followed by a registration begin elsewhere

A•• T••• M•••••• F•••••••• S••••••• L•• to S••••
left Sep 22, 2025, registered May 27, 2025 (-118 days) · Other · moved with a team
T•• W••••••• G••••• I••• to A•• T••• M•••••• F•••••••• S••••••• L••
left Oct 6, 2023, registered Sep 19, 2023 (-17 days) · Other
E•••••••• A•••••••• L•• to T•• W••••••• G••••• I•••
left Jul 16, 2018, registered Feb 10, 2021 (940 days) · Affiliated broker-dealer or bank to a newly registered adviser
A••••• A•• P••••••• S••••••• to E•••••••• A•••••••• L••
left Nov 16, 2015, registered Jan 27, 2017 (438 days) · Other
M•• F•••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••
left Apr 23, 2015, registered Apr 28, 2015 (5 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•• F•••••••• S•••••••• I•••
left Mar 26, 2009, registered Oct 21, 2013 (1670 days) · Other

Signals

B•••• J••••• M•••••• left A•• T••• M•••••• F•••••••• S••••••• L•• for Savvy (registered 2025-05-27)
Sep 22, 2025 · Advisor changed firm · fact
B•••• J••••• M•••••• left T•• W••••••• G••••• I••• for A•• T••• M•••••• F•••••••• S••••••• L•• (registered 2023-09-19)
Oct 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address