L••• Z•••••

Advisor at S•• W••••• A•••••••• L••

PARSIPPANY, NJ | Boca Raton, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Aug 30, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• W••••• A•••••••• L••	Independent wealth	Apr 29, 2025	n/a	yes	PARSIPPANY, NJ\|Boca Raton, FL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Mar 16, 2023	Mar 31, 2025	no	Greenwich, CT\|Boca Raton, FL\|Ft. Lauderdale, FL\|Greenwich, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	S•• W••••• A•••••••• L••	Mar 31, 2025	Apr 29, 2025	29	Firm change	Wirehouse to RIA
A••••••••• L•••	J••• M••••• S••••••••• L••	Mar 27, 2023	Mar 16, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
79:7691:NY:2019-09-25	Sep 25, 2019	Sep 13, 2019	PITTSFORD, NY	Firm change

Relationships

Registered with (5)

→ S•• W••••• A•••••••• L••Registered adviserregistration: current employment
Apr 29, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 16, 2023 to Mar 31, 2025factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Sep 8, 2021 to Mar 27, 2023factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Order

Occurred
31 Mar 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
27 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 30, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.