DFX Intelligence

Data Factory

RIA / WealthAdvisor28 years in industry

JENNIFER RICE GATES

Advisor at CW ADVISORS, LLC

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a3a0dbff-859b-0d32-0040-a9e563980446

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CW ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 26, 1997
First registration: Jun 1, 1999
Dual registered: no
Other names: JENNY RICE|JENNIFER MARIE RICE|JENNIFER MARIE RICE GATES|JENNIFER R GATES
IAPD individual key: 2913529

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CW ADVISORS, LLC	Independent wealth	Nov 4, 2020	n/a	yes	BOSTON, MA	Current employment
CONGRESS WEALTH MANAGEMENT LLC	Former SEC adviser	Feb 23, 2010	Dec 2, 2020	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Aug 19, 2004	Apr 11, 2008	no	BOSTON, MA	Previous registration
FIDELITY PERSONAL TRUST COMPANY, FSB	n/a	Mar 24, 2003	Aug 4, 2004	no	BOSTON, MA	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jun 1, 1999	Aug 4, 2004	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CONGRESS WEALTH MANAGEMENT LLC	CW ADVISORS, LLC	Dec 2, 2020	Nov 4, 2020	-28	Firm change	RIA to new firm
STRATEGIC ADVISERS LLC	CONGRESS WEALTH MANAGEMENT LLC	Apr 11, 2008	Feb 23, 2010	683	Firm change after gap	Other
STRATEGIC ADVISERS LLC	FIDELITY PERSONAL TRUST COMPANY, FSB	Aug 4, 2004	Mar 24, 2003	-499	Firm change after gap	Other
FIDELITY PERSONAL TRUST COMPANY, FSB	STRATEGIC ADVISERS LLC	Aug 4, 2004	Aug 19, 2004	15	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149446:310873:MA:2020-12-02	Dec 2, 2020	Nov 4, 2020	BOSTON, MA	Firm change

Relationships

Registered with (4)

→ CW ADVISORS, LLCRegistered adviserregistration: current employment
Nov 4, 2020 to presentfactForm ADV
→ CONGRESS WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 23, 2010 to Dec 2, 2020factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 19, 2004 to Apr 11, 2008factForm ADV
→ FIDELITY PERSONAL TRUST COMPANY, FSBRegistered adviserregistration: previous registration
Mar 24, 2003 to Aug 4, 2004factForm ADV

Dated events

No dated event names this entity yet.