DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Jenny Rice
At current firm
5 y
since Nov 4, 2020
In the industry
28 y
since Sep 26, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cw Advisors, LLC independent RIA currentsince Nov 4, 2020 · Boston, Ma
- Congress Wealth Management LLC formerFeb 23, 2010 to Dec 2, 2020 · Boston, Ma
- Strategic Advisers LLC national BDAug 19, 2004 to Apr 11, 2008 · Boston, Ma
- Fidelity Personal Trust Company, Fsb unclassifiedMar 24, 2003 to Aug 4, 2004 · Boston, Ma
- Strategic Advisers LLC national BDJun 1, 1999 to Aug 4, 2004 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Congress Wealth Management LLC to Cw Advisors, LLCleft Dec 2, 2020, registered Nov 4, 2020 (-28 days) · RIA to a newly registered adviser · moved with a team
- Strategic Advisers LLC to Congress Wealth Management LLCleft Apr 11, 2008, registered Feb 23, 2010 (683 days) · Other
- Strategic Advisers LLC to Fidelity Personal Trust Company, Fsbleft Aug 4, 2004, registered Mar 24, 2003 (-499 days) · Other
- Fidelity Personal Trust Company, Fsb to Strategic Advisers LLCleft Aug 4, 2004, registered Aug 19, 2004 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address