DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

K•••• I••••••••• V•••• A•••• M•••••••••

Former SEC-registered adviserSeoul, CRD 173365SEC 801-80783IAPD
Legal name K•••• I••••••••• V•••• A•••• M••••••••• C••• L•••
Latest filing Mar 27, 2019
First filing on the tape Dec 17, 2014 · 7 filings
RAUM
$3.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.2%
$6.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$3.6B as of Mar 27, 2019
Mar 28, 2016$5.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2019
Mar 28, 20160 then
Employees (5.A)55 as of Mar 27, 2019
Mar 28, 201659 then
Private funds: no history
RAUM -21% over the last fiscal year-10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$57.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-21%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Insurance companies$573M63%
  • Pension and profit-sharing plans$148M16%
  • Corporations and businesses$120M13%
  • State and municipal entities$35.8M3.9%
  • Banks and thrifts$30.1M3.3%
  • Individuals$6.6M0.7%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
63reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • L••• C•••••• · Chief Executive Officer / Chief Investment Officercontrol
        since 02/2006 · owns less than 5%
      • L••• K••••••• · Chief Compliance Officercontrol
        since 03/2012 · owns less than 5%
      Entity owners
      • K•••• I••••••••• • S••••••••• C••• L••• · Owner
        direct · owns 75% or more
      • K•••• I••••••••• H••••••• C••• L••• · Owner
        indirect · owns 75% or more of K•••• I••••••••• • S••••••••• C••• L•••
      Related persons
      Schedule D 7.A
      • K•••• B•••
        n
      • K•••• A••••••• P••• L•••
        pooled vehicle sponsorn
      • K•••• I••••••••• • S••••••••• C••• L•••
        broker-dealertrust companyy
      • K•••• I••••••••• C•••••• C••• L•••
        pooled vehicle sponsorn
      • K•••• I••••••••• M••••••••• C••• L•••
        investment advisernRAUM $58B
      • K•••• I••••••••• M••••• S•••••• B•••• C••• L•••
        n
      • K•••• I••••••••• P••••••• C••• L•••
        pooled vehicle sponsorn
      Advisers that list K•••• I••••••••• V•••• A•••• M••••••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 65 to 63
        Mar 29, 2018 to Mar 27, 2019
      • Advisory employees · 18 to 16
        Mar 29, 2018 to Mar 27, 2019
      • Corporate clients · 5.0 to unset
        Mar 29, 2018 to Mar 27, 2019
      • Pension plan clients · 5.0 to unset
        Mar 29, 2018 to Mar 27, 2019
      • Employees · 54 to 55
        Mar 29, 2018 to Mar 27, 2019
      • Discretionary RAUM · $4.6B to $3.6B
        Mar 29, 2018 to Mar 27, 2019
      • Individual RAUM · unset to 6580403.0
        Mar 29, 2018 to Mar 27, 2019
      • Pension RAUM · $317M to $148M
        Mar 29, 2018 to Mar 27, 2019
      • RAUM · $4.6B to $3.6B
        Mar 29, 2018 to Mar 27, 2019
      • Accounts · 55 to 65
        Mar 29, 2017 to Mar 29, 2018
      • Advisory employees · 19 to 18
        Mar 29, 2017 to Mar 29, 2018
      • Corporate clients · unset to 5.0
        Mar 29, 2017 to Mar 29, 2018
      • Pension plan clients · unset to 5.0
        Mar 29, 2017 to Mar 29, 2018
      • Employees · 57 to 54
        Mar 29, 2017 to Mar 29, 2018
      • Other offices · unset to 0.0
        Mar 29, 2017 to Mar 29, 2018
      • Discretionary RAUM · $4.9B to $4.6B
        Mar 29, 2017 to Mar 29, 2018
      • Pension RAUM · unset to 317184475.0
        Mar 29, 2017 to Mar 29, 2018
      • RAUM · $4.9B to $4.6B
        Mar 29, 2017 to Mar 29, 2018
      • Accounts · 63 to 55
        Mar 30, 2016 to Mar 29, 2017
      • Advisory employees · 18 to 19
        Mar 30, 2016 to Mar 29, 2017
      • Employees · 59 to 57
        Mar 30, 2016 to Mar 29, 2017
      • Discretionary RAUM · $5.0B to $4.9B
        Mar 30, 2016 to Mar 29, 2017
      • RAUM · $5.0B to $4.9B
        Mar 30, 2016 to Mar 29, 2017
      • Advisory employees · 19 to 18
        Jan 23, 2015 to Mar 28, 2016
      • Advisory activities · 3 to 4
        Jan 23, 2015 to Mar 28, 2016
      • Employees · 55 to 59
        Jan 23, 2015 to Mar 28, 2016
      • Financial planning clients · unset to 0
        Jan 23, 2015 to Mar 28, 2016
      • Discretionary RAUM · $1.6B to $5.0B
        Jan 23, 2015 to Mar 28, 2016
      • RAUM · $1.6B to $5.0B
        Jan 23, 2015 to Mar 28, 2016
      • Business name · K•••• I••••••••• V•••• A•••• M••••••••• C••• L••• to K•••• I••••••••• V•••• A•••• M•••••••••
        Dec 17, 2014 to Jan 23, 2015
      Signals
      1 dated events
      • K•••• I••••••••• V•••• A•••• M••••••••• C••• L••• filed its initial SEC registration (Form ADV)
        Dec 17, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026