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Advisor at PRASAD WEALTH PARTNERS
INDEPENDENCE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRASAD WEALTH PARTNERS | Independent wealth | Sep 5, 2024 | n/a | yes | INDEPENDENCE, OH | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | May 14, 2020 | Sep 30, 2024 | no | Independence, OH|KENTWOOD, MI | Previous registration |
| ARBOR POINT ADVISORS | Former SEC adviser | Jan 20, 2016 | May 14, 2020 | no | INDEPENDENCE, OH | Previous registration |
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Dec 17, 2013 | Dec 14, 2015 | no | BRECKSVILLE, OH | Previous registration |
| EDWARD JONES | National bd RIA | Jan 30, 2012 | Apr 25, 2013 | no | CHAGRIN FALLS, OH|ST LOUIS, MO|SOLON, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | PRASAD WEALTH PARTNERS | Sep 30, 2024 | Sep 5, 2024 | -25 | Firm change | Ibd to new firm |
| ARBOR POINT ADVISORS | REGAL INVESTMENT ADVISORS LLC | May 14, 2020 | May 14, 2020 | 0 | Firm change | Ibd to ibd |
| FIFTH THIRD SECURITIES, INC. | ARBOR POINT ADVISORS | Dec 14, 2015 | Jan 20, 2016 | 37 | Firm change | Other |
| EDWARD JONES | FIFTH THIRD SECURITIES, INC. | Apr 25, 2013 | Dec 17, 2013 | 236 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 125004:332507:MI:2024-09-30 | Sep 30, 2024 | Sep 5, 2024 | KENTWOOD, MI | Firm change |
| 165127:125004:OH:2020-05-12 | May 14, 2020 | May 14, 2020 | INDEPENDENCE, OH | Firm change |