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RIA / WealthAdvisor30 years in industry

DAVID DINCHUNG LO

Advisor at BROOKSTONE CAPITAL MANAGEMENT LLC

WHEATON, IL | Allen, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 15, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 6, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 6, 1996
First registration: Feb 15, 2008
Dual registered: no
Other names: DAVE LO
IAPD individual key: 2789073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE CAPITAL MANAGEMENT LLC	Independent wealth	Jan 17, 2018	n/a	yes	WHEATON, IL\|Allen, TX	Current employment
GOLD COAST SECURITIES, INC.	Former SEC adviser	Mar 2, 2010	Dec 31, 2015	no	GOLD RIVER, CA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Feb 29, 2008	Feb 2, 2010	no	DALLAS, TX	Previous registration
GOLD COAST SECURITIES, INC.	Former SEC adviser	Feb 15, 2008	Feb 22, 2008	no	DALLAS, TX\|GARLAND, TX\|GOLD RIVER, CA\|DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GOLD COAST SECURITIES, INC.	BROOKSTONE CAPITAL MANAGEMENT LLC	Dec 31, 2015	Jan 17, 2018	748	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	GOLD COAST SECURITIES, INC.	Feb 2, 2010	Mar 2, 2010	28	Firm change	Other
GOLD COAST SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Feb 22, 2008	Feb 29, 2008	7	Firm change	Other

Relationships

Registered with (3)

→ BROOKSTONE CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Jan 17, 2018 to presentfactForm ADV
→ GOLD COAST SECURITIES, INC.Registered adviserregistration: previous registration
Mar 2, 2010 to Dec 31, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Feb 29, 2008 to Feb 2, 2010factForm ADV

Dated events

No dated event names this entity yet.