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Advisor at OSAIC INSTITUTIONS, INC.
Dover, NH | Corneliues, NC | MERIDEN, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Mar 2, 2026 | n/a | yes | MERIDEN, CT|Corneliues, NC|Dover, NH|Dover, NH | Current employment |
| &partners | Independent wealth | Oct 11, 2024 | Feb 20, 2026 | no | Clayton, MO|NASHVILLE, TN|Cornelius, NC|Davidson, NC | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 16, 2021 | Oct 16, 2024 | no | DAVIDSON, NC | Previous registration |
| LINDEN THOMAS ADVISORY SERVICES, LLC | Independent wealth | Jun 4, 2021 | Jul 7, 2021 | no | CHARLOTTE, NC | Previous registration |
| TLG ADVISORS, INC. | Bd affiliated wealth | Sep 21, 2018 | Dec 11, 2020 | no | Boston, MA|SUMMIT, NJ | Previous registration |
| ALIGHT FINANCIAL ADVISORS, LLC | Independent wealth | Sep 23, 2015 | Nov 28, 2017 | no | CHARLOTTE, NC | Previous registration |
| ALPHASTAR CAPITAL MANAGEMENT | Independent wealth | Jul 1, 2014 | Feb 6, 2015 | no | CORNELIUS, NC | Previous registration |
| FISHER INVESTMENTS | Independent wealth | Jul 23, 2013 | Oct 21, 2013 | no | SAN MATEO, CA|PLANO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| &partners | OSAIC INSTITUTIONS, INC. | Feb 20, 2026 | Mar 2, 2026 | 10 | Firm change | RIA to ibd |
| WELLS FARGO ADVISORS | &partners | Oct 16, 2024 | Oct 11, 2024 | -5 | Firm change | Wirehouse to RIA |
| LINDEN THOMAS ADVISORY SERVICES, LLC | WELLS FARGO ADVISORS | Jul 7, 2021 | Nov 16, 2021 | 132 | Firm change | RIA to wirehouse |
| TLG ADVISORS, INC. | LINDEN THOMAS ADVISORY SERVICES, LLC | Dec 11, 2020 | Jun 4, 2021 | 175 | Firm change | Ibd to RIA |
| ALIGHT FINANCIAL ADVISORS, LLC | TLG ADVISORS, INC. | Nov 28, 2017 | Sep 21, 2018 | 297 | Firm change | Other |
| ALPHASTAR CAPITAL MANAGEMENT | ALIGHT FINANCIAL ADVISORS, LLC | Feb 6, 2015 | Sep 23, 2015 | 229 | Firm change | Other |
| FISHER INVESTMENTS | ALPHASTAR CAPITAL MANAGEMENT | Oct 21, 2013 | Jul 1, 2014 | 253 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:3767:NC:2024-10-16 | Oct 16, 2024 | Oct 11, 2024 | DAVIDSON, NC | Firm change |