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Advisor at ARAGON CAPITAL LLC
FORT LAUDERDALE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARAGON CAPITAL LLC | Independent wealth | Jan 6, 2026 | n/a | yes | FORT LAUDERDALE, FL | Current employment |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Sep 30, 2015 | May 10, 2016 | no | WEST PALM BEACH, FL|TAMPA, FL | Previous registration |
| BREWER CAPITAL MANAGEMENT | Former SEC adviser | Dec 19, 2014 | Mar 24, 2015 | no | PLANTATION, FL|NEW YORK, NY | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 29, 2013 | Aug 8, 2014 | no | MIAMI, FL|WESTON, FL | Previous registration |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Oct 2, 2012 | Sep 19, 2013 | no | AVENTURA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 26, 2012 | Sep 24, 2012 | no | WESTON, FL|NEW YORK, NY|WESTON, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2011 | Jan 27, 2012 | no | MIAMI, FL|SUNNY ISLES BEACH, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Sep 25, 2009 | Jul 6, 2011 | no | SUNNY ISLES BEACH, FL|HOUSTON, TX|HOUSTON, TX|HOUSTON, TX|PASADENA, TX|HOUSTON, TX|MIAMI BEACH, FL|SURFSIDE, FL | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 30, 2007 | Jan 6, 2009 | no | HOUSTON, TX|ADDISON, TX|ADDISON, TX|PASADENA, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | ARAGON CAPITAL LLC | May 10, 2016 | Jan 6, 2026 | 3,528 | Firm change after gap | Other |
| BREWER CAPITAL MANAGEMENT | TRANSAMERICA FINANCIAL ADVISORS, LLC | Mar 24, 2015 | Sep 30, 2015 | 190 | Firm change | Other |
| WELLS FARGO ADVISORS | BREWER CAPITAL MANAGEMENT | Aug 8, 2014 | Dec 19, 2014 | 133 | Firm change | Other |
| HSBC SECURITIES (USA) INC. | WELLS FARGO ADVISORS | Sep 19, 2013 | Oct 29, 2013 | 40 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | HSBC SECURITIES (USA) INC. | Sep 24, 2012 | Oct 2, 2012 | 8 | Firm change | Other |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 27, 2012 | Apr 26, 2012 | 90 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | WELLS FARGO ADVISORS | Jul 6, 2011 | Jul 1, 2011 | -5 | Firm change | Other |
| WELLS FARGO ADVISORS | CHASE INVESTMENT SERVICES CORP. | Jan 6, 2009 | Sep 25, 2009 | 262 | Firm change | Other |