RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••• A•••• C•••••
- A••••• C•••••• L•• independent RIA currentsince Jan 6, 2026 · Fort Lauderdale, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedSep 30, 2015 to May 10, 2016 · West Palm Beach, Fl
- B••••• C•••••• M••••••••• formerDec 19, 2014 to Mar 24, 2015 · Plantation, Fl
- W•••• F•••• A••••••• wirehouseOct 29, 2013 to Aug 8, 2014 · Miami, Fl
- H••• S••••••••• •••• I••• BD affiliatedOct 2, 2012 to Sep 19, 2013 · Aventura, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 26, 2012 to Sep 24, 2012 · Weston, Fl
- W•••• F•••• A••••••• wirehouseJul 1, 2011 to Jan 27, 2012 · Miami, Fl
- C•••• I••••••••• S••••••• C•••• formerSep 25, 2009 to Jul 6, 2011 · Sunny Isles Beach, Fl
- W•••• F•••• A••••••• wirehouseJul 30, 2007 to Jan 6, 2009 · Houston, Tx
- T••••••••• F•••••••• A•••••••• L•• to A••••• C•••••• L••left May 10, 2016, registered Jan 6, 2026 (3528 days) · Other
- B••••• C•••••• M••••••••• to T••••••••• F•••••••• A•••••••• L••left Mar 24, 2015, registered Sep 30, 2015 (190 days) · Other
- W•••• F•••• A••••••• to B••••• C•••••• M•••••••••left Aug 8, 2014, registered Dec 19, 2014 (133 days) · Other
- H••• S••••••••• •••• I••• to W•••• F•••• A•••••••left Sep 19, 2013, registered Oct 29, 2013 (40 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H••• S••••••••• •••• I•••left Sep 24, 2012, registered Oct 2, 2012 (8 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 27, 2012, registered Apr 26, 2012 (90 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Jul 6, 2011, registered Jul 1, 2011 (-5 days) · Other
- W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••left Jan 6, 2009, registered Sep 25, 2009 (262 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address