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RIA / WealthAdvisorCertified Financial Planner29 years in industry

THOMAS KIRBY

Advisor at FACET

Arvada, CO | WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:a40948ec-04f4-1922-409b-da523b3a7984

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FACET
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 19, 1997
First registration: Mar 28, 2007
Dual registered: no
Other names: TOM KIRBY|THOMAS LEE KIRBY
IAPD individual key: 2934454

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Facet	Independent wealth	Sep 15, 2020	n/a	yes	WEST PALM BEACH, FL\|Arvada, CO	Current employment
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	Jul 30, 2020	no	SUPERIOR, CO\|SAN ANTONIO, TX\|Arvada, CO\|COLORADO SPRINGS, CO\|Denver, CO	Previous registration
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Oct 28, 2014	Jan 8, 2018	no	DENVER, CO\|ARVADA, CO	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 26, 2014	Oct 20, 2014	no	MERIDIAN, ID	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Mar 28, 2007	Sep 11, 2013	no	Glendale, CO\|DENVER, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA INVESTMENT SERVICES COMPANY	Facet	Jul 30, 2020	Sep 15, 2020	47	Firm change	Other
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
CETERA INVESTMENT ADVISERS LLC	USAA FINANCIAL PLANNING SERVICES	Oct 20, 2014	Oct 28, 2014	8	Firm change	Other
ADVICE AND PLANNING SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 11, 2013	Feb 26, 2014	168	Firm change	Other

Relationships

Registered with (5)

→ FACETRegistered adviserregistration: current employment
Sep 15, 2020 to presentfactForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Jan 8, 2018 to Jul 30, 2020factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 28, 2014 to Jan 8, 2018factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 26, 2014 to Oct 20, 2014factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Mar 28, 2007 to Sep 11, 2013factForm ADV

Dated events

No dated event names this entity yet.