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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Ryan Scott Thompson

Advisor at OSAIC INSTITUTIONS, INC.

LANCASTER, NH | LYNDONVILLE, VT

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Search this name across graphsid dfx:ria:a41b1247-cb42-adfe-8cb5-ea3bad90451d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: May 15, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 11, 2018
First registration: May 15, 2018
Dual registered: yes, broker-dealer
Other names: Ryan Thompson
IAPD individual key: 6922196

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Mar 6, 2023	n/a	yes	LYNDONVILLE, VT\|LANCASTER, NH	Current employment
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Jul 7, 2022	Feb 27, 2023	no	WEST LEBANON, NH\|HANOVER, NH\|ALBANY, NY\|CLAREMONT, NH\|KEENE, NH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 3, 2022	Jun 30, 2022	no	HANOVER, NH	Previous registration
EDWARD JONES	National bd RIA	Apr 8, 2019	May 5, 2022	no	Danville, VT\|ST LOUIS, MO\|ST JOHNSBURY, VT	Previous registration
EDWARD JONES	National bd RIA	May 15, 2018	Oct 8, 2018	no	ST JOHNSBURY, VT\|DANVILLE, VT\|Danville, VT\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIZENS SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Feb 27, 2023	Mar 6, 2023	7	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIZENS SECURITIES, INC.	Jun 30, 2022	Jul 7, 2022	7	Firm change	Wirehouse to ibd
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 5, 2022	Jun 3, 2022	29	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Mar 6, 2023 to presentfactForm ADV
→ CITIZENS SECURITIES, INC.Registered adviserregistration: previous registration
Jul 7, 2022 to Feb 27, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 3, 2022 to Jun 30, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 8, 2019 to May 5, 2022factForm ADV

Dated events

Occurred
Feb 27, 2023
Advisor changed firm
Ryan Scott Thompson left Citizens Securities, Inc. for Osaic Institutions, Inc. (registered 2023-03-06)
Form ADVobserved 5 days ago
Occurred
Jun 30, 2022
Advisor changed firm
Ryan Scott Thompson left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Citizens Securities, Inc. (registered 2022-07-07)
Form ADVobserved 5 days ago
Occurred
May 5, 2022
Advisor changed firm
Ryan Scott Thompson left Edward Jones for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-06-03)
Form ADVobserved 5 days ago