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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

KELLY DAWN BOWERS

Advisor at MORGAN STANLEY

Seattle, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 7, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 7, 1998
First registration: Nov 7, 2003
Dual registered: yes, broker-dealer
Other names: KELLY DAWN CORDER|KELLY DAWN RODRIGUEZ
IAPD individual key: 3154760

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Mar 9, 2022	n/a	yes	Seattle, WA	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 7, 2016	Feb 7, 2022	no	BELLEVUE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jan 3, 2012	Oct 21, 2016	no	SEATTLE, WA\|SCOTTSDALE, AZ\|Scottsdale, AZ\|Seattle, WA\|Bellevue, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 4, 2011	no	Bellevue, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 13, 2005	Jun 1, 2009	no	BELLEVUE, WA\|BELLEVUE, WA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Nov 7, 2003	Apr 6, 2005	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Feb 7, 2022	Mar 9, 2022	30	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 21, 2016	Oct 7, 2016	-14	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
TD AMERITRADE, INC.	CITIGROUP GLOBAL MARKETS INC.	Apr 6, 2005	Apr 13, 2005	7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:7691:WA:2016-10-21	Oct 21, 2016	Oct 7, 2016	BELLEVUE, WA	Firm change

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 3, 2012 to Oct 21, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 7, 2016 to Feb 7, 2022factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 13, 2005 to Jun 1, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Nov 7, 2003 to Apr 6, 2005factForm ADV

Dated events

Occurred
Feb 7, 2022
Advisor changed firm
Kelly Dawn Bowers left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2022-03-09)
Form ADVobserved 6 days ago