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RIA / WealthAdvisor24 years in industry

ROBERT THOMAS GUITERMAN

Advisor at SEALEX ADVISORY, LLC

TAMPA, FL

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Search this name across graphsid dfx:ria:a4221bc3-3e17-c27f-7f8f-5a236f4ad15b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 11, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SEALEX ADVISORY, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Mar 13, 2002
First registration: Feb 11, 2008
Dual registered: no
IAPD individual key: 4453114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SEALEX ADVISORY, LLC	State registered	Apr 21, 2023	n/a	yes	TAMPA, FL	Current employment
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Oct 14, 2016	Apr 6, 2023	no	White Plains, NY	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	May 15, 2015	Oct 18, 2016	no	WHITE PLAINS, NY\|ATLANTA, GA\|WHITE PLAINS, NY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 2, 2008	May 22, 2015	no	WHITE PLAINS, NY\|STAMFORD, CT\|ELMSFORD, NY	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 11, 2008	May 29, 2008	no	BRIDGEPORT, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERIPRISE FINANCIAL SERVICES, LLC	SEALEX ADVISORY, LLC	Apr 6, 2023	Apr 21, 2023	15	Firm change	Ibd to state RIA
FSC SECURITIES CORPORATION	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 18, 2016	Oct 14, 2016	-4	Firm change	Other
MSI FINANCIAL SERVICES, INC.	FSC SECURITIES CORPORATION	May 22, 2015	May 15, 2015	-7	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	MSI FINANCIAL SERVICES, INC.	May 29, 2008	Jun 2, 2008	4	Firm change	Other

Relationships

Registered with (5)

→ SEALEX ADVISORY, LLCRegistered adviserregistration: current employment
Apr 21, 2023 to presentfactForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 14, 2016 to Apr 6, 2023factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
May 15, 2015 to Oct 18, 2016factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 2, 2008 to May 22, 2015factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 11, 2008 to May 29, 2008factForm ADV

Dated events

Occurred
Apr 6, 2023
Advisor changed firm
Robert Thomas Guiterman left Ameriprise Financial Services, Llc for Sealex Advisory, Llc (registered 2023-04-21)
Form ADVobserved 6 days ago