DFX Intelligence
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Advisor at M••••••
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•••••• | Bd affiliated wealth | Mar 11, 2019 | n/a | yes | Omaha, NE | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jun 21, 2018 | Jan 4, 2019 | no | OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | M•••••• | Jan 4, 2019 | Mar 11, 2019 | 66 | Firm change | Ibd to RIA |
| S••••••• F•••••••• S•••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Apr 19, 2018 | Jun 21, 2018 |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Sep 14, 2017 | Apr 19, 2018 | no | OMAHA, NE | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Jan 9, 2009 | Jul 28, 2017 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Jan 9, 2009 | Jul 28, 2017 | no | OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|OMAHA, NE|Omaha, NE | Previous registration |
| 63 |
| Firm change |
| Ibd to ibd |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jul 28, 2017 | Jan 9, 2009 | -3,122 | Channel change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jul 28, 2017 | Jan 9, 2009 | -3,122 | Firm change after gap | Other |