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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

JAMES B CONWAY

Advisor at LUMBARD & KELLNER, LLC

HOLLIS, NH

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Search this name across graphsid dfx:ria:a456573b-a549-6b38-bcbb-c00de4382a47

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LUMBARD & KELLNER, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 8, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S66
First exam: Dec 8, 2005
First registration: Dec 9, 2005
Dual registered: no
Other names: JAMES BOWLER CONWAY|JAY BOWLER CONWAY|JMAES BOWLER CONWAY|JAMES BOWLER CONWAY|JAMES B CONWAY|JAY CONWAY
IAPD individual key: 5019263

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LUMBARD & KELLNER, LLC	Independent wealth	Oct 14, 2020	n/a	yes	HOLLIS, NH	Current employment
FC ADVISORS	n/a	Jul 10, 2015	Oct 13, 2020	no	ROSEVILLE, CA	Previous registration
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Former SEC adviser	Apr 20, 2006	Jul 7, 2015	no	BOSTON, MA	Previous registration
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Dec 9, 2005	Apr 20, 2006	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FC ADVISORS	LUMBARD & KELLNER, LLC	Oct 13, 2020	Oct 14, 2020	1	Firm change	Other
AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	FC ADVISORS	Jul 7, 2015	Jul 10, 2015	3	Firm change	Other
AMUNDI ASSET MANAGEMENT US, INC.	AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.	Apr 20, 2006	Apr 20, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LUMBARD & KELLNER, LLCRegistered adviserregistration: current employment
Oct 14, 2020 to presentfactForm ADV
→ FC ADVISORSRegistered adviserregistration: previous registration
Jul 10, 2015 to Oct 13, 2020factForm ADV
→ AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Apr 20, 2006 to Jul 7, 2015factForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Dec 9, 2005 to Apr 20, 2006factForm ADV

Dated events

No dated event names this entity yet.