DFX Intelligence

D•••• L•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

D•••• L•••••• S•••••

Advisor at N•••••••• A•••• M•••••••••

••• Locked

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Search this name across graphsid dfx:ria:a45a7746-9696-2083-8b18-4a4152a7a531

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 16, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• A•••• M•••••••••	Independent wealth	Aug 6, 2021	n/a	yes	Chadds Ford, PA\|Newark, DE\|MERCER ISLAND, WA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Oct 10, 2017	Aug 10, 2021	no	WILMINGTON, DE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	N•••••••• A•••• M•••••••••	Aug 10, 2021	Aug 6, 2021	-4	Firm change	Wirehouse to RIA
M••••• • P••••• A•••••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 11, 2009

Relationships

Registered with (3)

→ N•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Aug 6, 2021 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 10, 2017 to Aug 10, 2021factForm ADV
→ M••••• • P••••• A•••••••••Registered adviserregistration: previous registration
Jul 16, 1997 to Dec 11, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a45a7746-9696-2083-8b18-4a4152a7a531
First observed: Jul 16, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.