RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L•••••• S•••••
- N•••••••• A•••• M••••••••• independent RIA currentsince Aug 6, 2021 · Chadds Ford, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 10, 2017 to Aug 10, 2021 · Wilmington, De
- M••••• • P••••• A••••••••• mixed wealthJul 16, 1997 to Dec 11, 2009 · Wilmington, De
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••••• A•••• M•••••••••left Aug 10, 2021, registered Aug 6, 2021 (-4 days) · Wirehouse to independent RIA
- M••••• • P••••• A••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 11, 2009, registered Oct 10, 2017 (2860 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address