DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Feb 11, 2021 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| T• A••••••••• I••• | Former SEC adviser | Apr 24, 2015 | Jan 6, 2021 | no | DENVER, CO|Westlake, TX|OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T• A••••••••• I••• | E•••••• A••••••• G••••• L•• | Jan 6, 2021 | Feb 11, 2021 | 36 | Firm change | Other |
| S•••••••• A••••••• L•• | T• A••••••••• I••• | Jan 13, 2015 | Apr 24, 2015 |
| S•••••••• A••••••• L•• | National bd RIA | Apr 25, 2011 | Jan 13, 2015 | no | SMITHFIELD, RI|DENVER, CO|DENVER, CO|DENVER, CO | Previous registration |
| C•••••• T•••• B••• | n/a | Apr 26, 2005 | Apr 4, 2007 | no | ENGLEWOOD, CO | Previous registration |
| Firm change |
| Other |
| C•••••• T•••• B••• | S•••••••• A••••••• L•• | Apr 4, 2007 | Apr 25, 2011 | 1,482 | Firm change after gap | Other |