K•••• P•••

• E•••••• A••••••• G••••• L•• BD affiliated current
  since Feb 11, 2021 · Greenwood Village, Co
• T• A••••••••• I••• former
  Apr 24, 2015 to Jan 6, 2021 · Denver, Co
• S•••••••• A••••••• L•• national BD
  Apr 25, 2011 to Jan 13, 2015 · Smithfield, Ri
• C•••••• T•••• B••• unclassified
  Apr 26, 2005 to Apr 4, 2007 · Englewood, Co

• T• A••••••••• I••• to E•••••• A••••••• G••••• L••
  left Jan 6, 2021, registered Feb 11, 2021 (36 days) · Other
• S•••••••• A••••••• L•• to T• A••••••••• I•••
  left Jan 13, 2015, registered Apr 24, 2015 (101 days) · Other
• C•••••• T•••• B••• to S•••••••• A••••••• L••
  left Apr 4, 2007, registered Apr 25, 2011 (1482 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address