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P•••••• A••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

P•••••• A••••• F••••

Advisor at A•• A•••••••

Edina, MN | NEW YORK, NY | Saint Paul, MN

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Search this name across graphsid dfx:ria:a4652869-1dea-02a9-bf08-b331a0075552

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2013 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•• A•••••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 8, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Sep 16, 2026	n/a	yes	Edina, MN\|NEW YORK, NY\|Saint Paul, MN	Current employment
A•• A•••••••	State registered	Sep 19, 2020	n/a	yes	Edina, MN

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•• F•••••••• S•••••••• L•••	A•• A•••••••	Jul 21, 2020	Sep 19, 2020	60	Firm change	RIA to state RIA
R•• C•••••• M••••••• L••	C•• F•••••••• S•••••••• L•••	Oct 24, 2013

Relationships

Registered with (3)

→ A•• A•••••••Registered adviserregistration: current employment
Sep 19, 2020 to presentfactForm ADV
→ C•• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Mar 23, 2018 to Jul 21, 2020factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jan 16, 2013 to Oct 24, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a4652869-1dea-02a9-bf08-b331a0075552
First observed: Jan 16, 2013
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.