RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•••• independent RIA currentsince Sep 16, 2026 · Edina, Mn
- A•• A••••••• state registered currentsince Sep 19, 2020 · Edina, Mn
- C•• F•••••••• S•••••••• L••• formerMar 23, 2018 to Jul 21, 2020 · Saint Louis Park, Mn
- R•• C•••••• M••••••• L•• national BDJan 16, 2013 to Oct 24, 2013 · Eau Claire, Wi
- C•• F•••••••• S•••••••• L••• to A•• A•••••••left Jul 21, 2020, registered Sep 19, 2020 (60 days) · RIA to a state-registered adviser
- R•• C•••••• M••••••• L•• to C•• F•••••••• S•••••••• L•••left Oct 24, 2013, registered Mar 23, 2018 (1611 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address